FINISAR CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-07: Reporting owner WORKMAN STEPHEN K; Form 4; Security Employee Stock Options 9/7/07 (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-07: Reporting owner Young Joseph A; Form 4; Security Employee Stock Options 9/7/07 (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-07: Reporting owner RAWLS JERRY S; Form 4; Security Employee Stock Options 9/7/07 (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-07: Reporting owner BUSE DAVE; Form 4; Security Employee Stock Options 9/7/07 (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-07 | WORKMAN STEPHEN K Officer (Chief Financial Officer) | 4 | Employee Stock Options 9/7/07 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.71 exercise price | 2007-10-09 | |
| 2007-09-07 | Young Joseph A Officer (Sr. VP Operations) | 4 | Employee Stock Options 9/7/07 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.71 exercise price | 2007-10-09 | |
| 2007-09-07 | RAWLS JERRY S Director, Officer (President & CEO) | 4 | Employee Stock Options 9/7/07 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.71 exercise price | 2007-10-09 | |
| 2007-09-07 | BUSE DAVE Officer (Sr. VP Sales & Marketing) | 4 | Employee Stock Options 9/7/07 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.71 exercise price | 2007-10-09 | |
| 2007-09-07 | Young Joseph A Officer (Sr. VP Operations) | 4 | Employee Stock Options 9/7/07 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.71 exercise price | 2007-10-09 | |
| 2007-09-07 | OLSSON ANDERS Officer (Sr. VP Engineering) | 4 | Employee Stock Options 9/7/07 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.71 exercise price | 2007-10-09 | |
| 2007-03-08 | Young Joseph A Officer (Sr. VP Operations) | 4 | Employee Stock Options 3/8/07 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,435 5,435 owned after | $3.21 exercise price | 2007-03-20 | |
| 2007-03-08 | OLSSON ANDERS Officer (Sr. VP Engineering) | 4 | Employee Stock Options 3/8/07 (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,332 3,332 owned after | $3.21 exercise price | 2007-03-20 |