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FATE THERAPEUTICS INC (FATE) Form D

FATE THERAPEUTICS INC Form D Notices of Exempt Offering of Securities

Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.

  • 2020-07-06: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-06-24; Total offering amount $49,999,989.
  • 2020-04-21: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-04-07; Total offering amount $50,000,024.
  • 2016-12-08: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-11-23; Total offering amount $56,749,988.
  • 2016-08-19: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-08-09; Total offering amount $10,290,000.
FiledFederal exemptionTypes of securities offeredDate of first saleTotal offering amountTotal amount soldTotal remaining to be soldInvestors who have already invested
2020-07-06Rule 506(b)Equity2020-06-24$49,999,989$49,999,989$01
2020-04-21Rule 506(b)Equity2020-04-07$50,000,024$50,000,024$01
2016-12-08Rule 506(b)Equity2016-11-23$56,749,988$56,749,988$021
2016-08-19Rule 506(b)Equity2016-08-09$10,290,000$10,290,000$04
2015-05-18Rule 506(b)Equity2015-05-07$8,000,000$8,000,000$01
2012-08-21Rule 506Equity2012-05-04Indefinite$9,244,679Indefinite17
2011-04-20
D/A
Rule 506Equity2009-11-10$35,988,360$35,988,360$018
2009-12-24
D/A
Rule 506Equity2009-11-10$32,488,360$32,488,360$016
2009-11-23Rule 506Equity2009-11-10$30,488,360$30,488,360$016

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