FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-08-02: Reporting owner LAU PETER JAMES; Form 4; Security Performance Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-04-01: Reporting owner WASSERMAN YUVAL; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-04-01: Reporting owner COLE STEPHEN; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-03-01: Reporting owner BURGER MICHAEL D; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-08-02 | LAU PETER JAMES Director, Officer (President and CEO) | 4 | Performance Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +163,064 163,064 owned after | $0.00 | 2023-08-02 | |
| 2023-04-01 | WASSERMAN YUVAL Director, Officer (Executive Chairman) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,371 3,493 owned after | $24.61 | 2023-05-31 | |
| 2023-04-01 | COLE STEPHEN Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +610 4,004 owned after | $24.61 | 2023-05-31 | |
| 2023-03-01 | BURGER MICHAEL D Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,038 86,038 owned after | $0.00 | 2023-03-03 | |
| 2023-03-01 | MUHICH ALLEN L. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,906 24,906 owned after | $0.00 | 2023-03-03 | |
| 2023-03-01 | SEXTON JEFFREY D Officer (Vice President of Global Sales) | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,057 19,703 owned after | $0.00 | 2023-03-03 | |
| 2023-03-01 | SEXTON JEFFREY D Officer (Vice President of Global Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,585 13,585 owned after | $0.00 | 2023-03-03 | |
| 2023-02-21 | MUHICH ALLEN L. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,617 1,220 owned after | $0.00 | 2023-05-31 | |
| 2023-02-21 | BURGER MICHAEL D Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,390 3,977 owned after | $0.00 | 2023-05-31 | |
| 2023-02-19 | MUHICH ALLEN L. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,220 2,837 owned after | $0.00 | 2023-05-31 | |
| 2023-02-19 | BURGER MICHAEL D Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,977 9,367 owned after | $0.00 | 2023-05-31 | |
| 2023-01-01 | COLE STEPHEN Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +680 3,394 owned after | $29.41 | 2023-01-04 | |
| 2023-01-01 | WASSERMAN YUVAL Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,147 2,122 owned after | $29.41 | 2023-01-04 |