FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-11-01: Reporting owner Delnick Phillipe L.; Form 4; Security Performance Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-10-01: Reporting owner Chin Moonhie; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-10-01: Reporting owner DAVERN ALEXANDER M; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-03-21: Reporting owner VAN ROTTERDAM JEROEN; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-11-01 | Delnick Phillipe L. Officer (SVP, Global Sales) | 4 | Performance Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,915 9,915 owned after | $0.00 | 2024-11-05 | |
| 2024-10-01 | Chin Moonhie Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,483 0 owned after | $0.00 | 2024-10-03 | |
| 2024-10-01 | DAVERN ALEXANDER M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,483 0 owned after | $0.00 | 2024-10-03 | |
| 2024-03-21 | VAN ROTTERDAM JEROEN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,064 0 owned after | $0.00 | 2024-11-21 | |
| 2024-03-01 | SEXTON JEFFREY D Officer (Vice President of Global Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,180 29,765 owned after | $0.00 | 2024-03-05 | |
| 2024-03-01 | Horwath Matthew Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,573 23,643 owned after | $0.00 | 2024-03-05 | |
| 2024-03-01 | LAU PETER JAMES Director, Officer (President and CEO) | 4 | Performance Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,022 225,086 owned after | $0.00 | 2024-03-05 | |
| 2024-01-18 holding as of filing | Horwath Matthew Officer (SVP & Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2024-01-18 | ||
| 2024-01-18 holding as of filing | Horwath Matthew Officer (SVP & Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2024-01-18 |