FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-09: Reporting owner Beadle Kevin; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-10-01: Reporting owner WASSERMAN YUVAL; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-10-01: Reporting owner WASSERMAN YUVAL; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-10-01: Reporting owner COLE STEPHEN; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-09 | Beadle Kevin Officer (Senior Vice President of Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,008 1,009 owned after | $0.00 | 2021-12-09 | |
| 2021-10-01 | WASSERMAN YUVAL Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +296 943 owned after | $0.00 | 2021-10-04 | |
| 2021-10-01 | WASSERMAN YUVAL Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 975 owned after | $0.00 | 2021-10-04 | |
| 2021-10-01 | COLE STEPHEN Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +296 2,690 owned after | $0.00 | 2021-10-04 | |
| 2021-10-01 | COLE STEPHEN Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 2,714 owned after | $0.00 | 2021-10-04 | |
| 2021-10-01 | DAVERN ALEXANDER M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,483 1,483 owned after | $0.00 | 2021-10-04 | |
| 2021-10-01 | Chin Moonhie Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,483 1,483 owned after | $0.00 | 2021-10-04 | |
| 2021-07-26 | MUHICH ALLEN L. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,147 3,147 owned after | $0.00 | 2021-07-27 | |
| 2021-07-01 | COLE STEPHEN Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +229 2,394 owned after | $0.00 | 2021-07-02 | |
| 2021-07-01 | WASSERMAN YUVAL Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +221 647 owned after | $0.00 | 2021-07-02 | |
| 2021-06-17 | BURGER MICHAEL D Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,421 10,421 owned after | $0.00 | 2021-06-21 | |
| 2021-04-01 | WASSERMAN YUVAL Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +198 426 owned after | $0.00 | 2021-04-02 | |
| 2021-04-01 | COLE STEPHEN Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +205 2,165 owned after | $0.00 | 2021-04-02 | |
| 2021-03-20 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −924 4,346 owned after | $0.00 | 2021-03-22 | |
| 2021-03-17 | VAN ROTTERDAM JEROEN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,064 1,064 owned after | $0.00 | 2021-03-22 | |
| 2021-02-25 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −871 871 owned after | $0.00 | 2021-02-26 | |
| 2021-02-21 | BURGER MICHAEL D Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,390 10,780 owned after | $0.00 | 2021-02-23 | |
| 2021-02-21 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −925 696 owned after | $0.00 | 2021-02-23 | |
| 2021-02-21 | Beadle Kevin Officer (Senior Vice President of Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −835 1,671 owned after | $0.00 | 2021-02-23 | |
| 2021-02-21 | MUHICH ALLEN L. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,616 2,044 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Beadle Kevin Officer (Senior Vice President of Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,899 1,899 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,621 1,621 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | BURGER MICHAEL D Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,930 11,930 owned after | $0.00 | 2021-02-23 | |
| 2021-02-19 | MUHICH ALLEN L. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,660 3,660 owned after | $0.00 | 2021-02-23 | |
| 2021-01-04 | COLE STEPHEN Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +265 1,960 owned after | $0.00 | 2021-01-05 | |
| 2021-01-04 | WASSERMAN YUVAL Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228 228 owned after | $0.00 | 2021-01-05 |