FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-09: Reporting owner Beadle Kevin; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-07-27: Reporting owner MUHICH ALLEN L.; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2020-07-16: Reporting owner BURGER MICHAEL D; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2020-02-25: Reporting owner Tyrrell Katrona; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-09 | Beadle Kevin Officer (Senior Vice President of Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,008 2,017 owned after | $0.00 | 2020-12-10 | |
| 2020-07-27 holding as of filing | MUHICH ALLEN L. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 6,294 owned after | no price filed | 2020-07-27 | |
| 2020-07-16 holding as of filing | BURGER MICHAEL D Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 20,842 owned after | no price filed | 2020-07-16 | |
| 2020-02-25 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −871 1,742 owned after | $0.00 | 2020-02-27 | |
| 2020-02-25 | Tohme Yazid Officer (Chief R&D Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,113 2,228 owned after | $0.00 | 2020-02-27 | |
| 2020-02-21 | Tyrrell Katrona Officer (Chief People Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,417 2,417 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | Tohme Yazid Officer (Chief R&D Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,081 3,081 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | MUHICH ALLEN L. Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,850 4,850 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | BURGER MICHAEL D Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,170 16,170 owned after | $0.00 | 2020-02-25 | |
| 2020-02-21 | Beadle Kevin Officer (Senior Vice President, Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,506 2,506 owned after | $0.00 | 2020-02-25 |