FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 99 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-10: Reporting owner SCHIPPER NORMAN H; Form 4; Security Non-employee Director Stock Option (right to buy); Transaction Holding.
- 2007-11-27: Reporting owner COLE STEPHEN; Form 4; Security Non-employee Director Stock Option (right to buy); Transaction Holding.
- 2007-11-27: Reporting owner COLE STEPHEN; Form 4; Security Non-employee Director Stock Option (right to buy); Transaction Holding.
- 2007-11-27: Reporting owner COLE STEPHEN; Form 4; Security Non-employee Director Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-10 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-12-10 | |
| 2007-11-27 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 1,000 owned after | $2.57 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 2,000 owned after | $2.57 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-11-27 | |
| 2007-09-12 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.88 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.13 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.57 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 21,000 owned after | $2.49 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.49 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 1,000 owned after | $2.57 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 2,000 owned after | $2.57 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $1.61 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-09-12 | |
| 2007-06-07 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.88 exercise price | 2007-06-07 | |
| 2007-06-07 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.13 exercise price | 2007-06-07 | |
| 2007-06-07 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.57 exercise price | 2007-06-07 | |
| 2007-06-07 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 21,000 owned after | $2.49 exercise price | 2007-06-07 | |
| 2007-06-07 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.49 exercise price | 2007-06-07 | |
| 2007-06-07 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-06-07 | |
| 2007-06-07 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-06-07 | |
| 2007-05-30 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-30 | |
| 2007-05-21 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.88 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.13 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.57 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 21,000 owned after | $2.49 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.49 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 1,000 owned after | $2.57 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 2,000 owned after | $2.57 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $1.61 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-05-21 | |
| 2007-05-21 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-21 | |
| 2007-05-17 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.88 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.13 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.57 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 21,000 owned after | $2.49 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.49 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 1,000 owned after | $2.57 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 2,000 owned after | $2.57 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $1.61 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-05-17 | |
| 2007-05-17 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-17 | |
| 2007-05-09 | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $2.21 | 2007-05-11 | |
| 2007-05-09 | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $4.42 | 2007-05-11 | |
| 2007-05-09 | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $3.13 | 2007-05-09 | |
| 2007-05-09 | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $2.46 | 2007-05-09 | |
| 2007-05-09 | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $4.42 | 2007-05-09 | |
| 2007-05-09 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-05-09 | |
| 2007-03-20 holding as of filing | FREELAND JAY Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $24.35 exercise price | 2007-03-20 | |
| 2007-03-20 holding as of filing | FREELAND JAY Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $19.38 exercise price | 2007-03-20 | |
| 2007-03-20 holding as of filing | FREELAND JAY Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 50,000 owned after | $24.35 exercise price | 2007-03-20 | |
| 2007-03-20 holding as of filing | FREELAND JAY Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 40,000 owned after | $19.38 exercise price | 2007-03-20 | |
| 2007-03-12 | FREELAND JAY Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $24.36 | 2007-03-20 | |
| 2007-03-12 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 2,000 owned after | $2.21 exercise price | 2007-03-12 | |
| 2007-03-12 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-03-12 | |
| 2007-03-12 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-03-12 | |
| 2007-03-05 | FREELAND JAY Director, Officer (Chief Executive Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $24.36 | 2007-03-20 | |
| 2007-02-14 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.88 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.13 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.57 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 21,000 owned after | $2.49 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.49 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | JULIEN ANDRE Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.13 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.57 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $2.46 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | DAMOURS HURBERT Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $1.61 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | CALDWELL JOHN E Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 2,000 owned after | $2.21 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SCHIPPER NORMAN H Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 1,000 owned after | $2.57 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 2,000 owned after | $2.57 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $4.42 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | COLE STEPHEN Director | 4 | Non-employee Director Stock Option (right to buy) Derivative · Direct | Holding | 3,000 owned after | $21.56 exercise price | 2007-02-14 | |
| 2007-01-02 | RAAB SIMON Director, 10% Owner | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 0 owned after | $2.23 | 2007-02-14 |