FAIRPOINT COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-16: Reporting owner METGE BRUCE F; Form 3; Security Stock Options (A&R 2010 Long Term Incentive Plan); Transaction Holding.
- 2016-08-15: Reporting owner Turner Karen Dickerson; Form 4; Security Stock Options (A&R 2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-01-22: Reporting owner Turner Karen Dickerson; Form 4; Security Stock Options (A&R 2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-01-22: Reporting owner Rush Steven G; Form 4; Security Stock Options (A&R 2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-16 holding as of filing | METGE BRUCE F Officer (EVP, Chief Legal Officer) | 3 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | Holding | $14.16 exercise price | 2016-09-16 | ||
| 2016-08-15 | Turner Karen Dickerson Officer (EVP & CFO) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $14.14 exercise price | 2016-08-17 | |
| 2016-01-22 | Turner Karen Dickerson Officer (EVP, Operational Support) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | Rush Steven G Officer (EVP, Northern New England Ops) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | Nixon Peter G Officer (EVP, Revenue & Ext. Affairs) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | Lunny John Joseph Officer (EVP & Chief Technology Officer) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | Linn Shirley J Officer (EVP, Gen. Counsel & Secretary) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | Hogshire John Officer (SVP & Controller) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | SABHERWAL AJAY Officer (EVP & CFO) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | Sunu Paul Director, Officer (Chief Executive Officer) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | WILSON WAYNE Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,025 6,025 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | TREADWELL DAVID L Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,025 6,025 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | ROBINSON MICHAEL K Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,025 6,025 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | MAHONEY MICHAEL J Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,025 6,025 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | HOROWITZ EDWARD D Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,025 6,025 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | Austin Dennis J Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,025 6,025 owned after | $14.61 exercise price | 2016-01-25 | |
| 2016-01-22 | AQUINO PETER D Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,025 6,025 owned after | $14.61 exercise price | 2016-01-25 |