FAIRPOINT COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-11: Reporting owner Lunny John Joseph; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
- 2013-09-11: Reporting owner Lunny John Joseph; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
- 2013-09-11: Reporting owner Lunny John Joseph; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
- 2013-09-05: Reporting owner Hauser Rose M; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-11 holding as of filing | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $24.29 exercise price | 2013-09-11 | ||
| 2013-09-11 holding as of filing | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $4.56 exercise price | 2013-09-11 | ||
| 2013-09-11 holding as of filing | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $9.36 exercise price | 2013-09-11 | ||
| 2013-09-05 | Hauser Rose M Officer (Exec. VP & CIO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $9.36 exercise price | 2013-09-09 | |
| 2013-01-22 | WILSON WAYNE Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,576 7,576 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | TREADWELL DAVID L Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,576 7,576 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | ROBINSON MICHAEL K Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,576 7,576 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | MAHONEY MICHAEL J Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,576 7,576 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | HOROWITZ EDWARD D Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,576 7,576 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Austin Dennis J Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,576 7,576 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Hogshire John Officer (VP & Controller) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Amburn Kenneth W. Officer (Exec. VP, Ops. & Engineering) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Tomae Anthony A Officer (Exec. VP & Chief Rev. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Hauser Rose M Officer (Exec. VP & CIO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Castle Gregory W Officer (Exec. VP, Human Resources) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Nixon Peter G Officer (EVP, Ext. Affairs & Op. Supp.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,500 27,500 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Linn Shirley J Officer (Exec. VP & General Counsel) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | SABHERWAL AJAY Officer (Exec. VP & CFO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,500 33,500 owned after | $9.36 exercise price | 2013-01-24 | |
| 2013-01-22 | Sunu Paul Director, Officer (Chief Executive Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,000 94,000 owned after | $9.36 exercise price | 2013-01-24 |