FAIRPOINT COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-31: Reporting owner Rush Steven G; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
- 2014-12-31: Reporting owner Rush Steven G; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
- 2014-12-31: Reporting owner Rush Steven G; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
- 2014-12-31: Reporting owner Rush Steven G; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 holding as of filing | Rush Steven G Officer (SVP, Northern New England Ops) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $24.29 exercise price | 2014-12-31 | ||
| 2014-12-31 holding as of filing | Rush Steven G Officer (SVP, Northern New England Ops) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $4.56 exercise price | 2014-12-31 | ||
| 2014-12-31 holding as of filing | Rush Steven G Officer (SVP, Northern New England Ops) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $9.36 exercise price | 2014-12-31 | ||
| 2014-12-31 holding as of filing | Rush Steven G Officer (SVP, Northern New England Ops) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $13.29 exercise price | 2014-12-31 | ||
| 2014-05-12 | AQUINO PETER D Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,268 4,268 owned after | $13.60 exercise price | 2014-05-14 | |
| 2014-05-12 | Turner Karen Dickerson Officer (VP, Strategy & Bus. Support) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $13.60 exercise price | 2014-05-14 | |
| 2014-01-22 | HOROWITZ EDWARD D Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,491 6,491 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | TREADWELL DAVID L Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,491 6,491 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | SABHERWAL AJAY Officer (Exec. VP & CFO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 29,000 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | Sunu Paul Director, Officer (Chief Executive Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | Linn Shirley J Officer (Exec. VP & General Counsel) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,600 23,600 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | WILSON WAYNE Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,491 6,491 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | Amburn Kenneth W. Officer (Exec. VP, Ops. & Engineering) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,980 22,980 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | MAHONEY MICHAEL J Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,491 6,491 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | Austin Dennis J Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,491 6,491 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | Tomae Anthony A Officer (Exec. VP & Chief Rev. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 29,000 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,200 19,200 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | Nixon Peter G Officer (EVP, Ext. Affairs & Op. Supp.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,380 24,380 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | ROBINSON MICHAEL K Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,491 6,491 owned after | $13.29 exercise price | 2014-01-24 | |
| 2014-01-22 | Hogshire John Officer (VP & Controller) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $13.29 exercise price | 2014-01-24 |