FAIRPOINT COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-05-11: Reporting owner Lunny John Joseph; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-11: Reporting owner Lunny John Joseph; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-11: Reporting owner Lunny John Joseph; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-11: Reporting owner Lunny John Joseph; Form 4; Security Stock Options (A&R 2010 Long Term Incentive Plan); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-05-11 | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $4.56 exercise price | 2015-05-13 | |
| 2015-05-11 | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 1,000 owned after | $9.36 exercise price | 2015-05-13 | |
| 2015-05-11 | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,600 9,600 owned after | $13.29 exercise price | 2015-05-13 | |
| 2015-05-11 | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,875 11,625 owned after | $14.73 exercise price | 2015-05-13 | |
| 2015-01-22 | WILSON WAYNE Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,549 5,549 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Turner Karen Dickerson Officer (SVP, Strategy & Bus. Support) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,700 14,700 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | TREADWELL DAVID L Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,549 5,549 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Tomae Anthony A Officer (Exec. VP & Chief Rev. Officer) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Sunu Paul Director, Officer (Chief Executive Officer) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | SABHERWAL AJAY Officer (Exec. VP & CFO) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,800 22,800 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Rush Steven G Officer (SVP, Northern New England Ops) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,700 14,700 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | ROBINSON MICHAEL K Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,549 5,549 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Nixon Peter G Officer (EVP, Ext. Affairs & Op. Supp.) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | MAHONEY MICHAEL J Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,549 5,549 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Lunny John Joseph Officer (SVP & Chief Technology Officer) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,500 15,500 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Linn Shirley J Officer (Exec. VP & General Counsel) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,500 18,500 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | HOROWITZ EDWARD D Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,549 5,549 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Austin Dennis J Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,549 5,549 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | AQUINO PETER D Director | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,549 5,549 owned after | $14.73 exercise price | 2015-01-23 | |
| 2015-01-22 | Hogshire John Officer (SVP & Controller) | 4 | Stock Options (A&R 2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $14.73 exercise price | 2015-01-23 |