FAIRPOINT COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-16: Reporting owner Griffin Thomas; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-13: Reporting owner Hauser Rose M; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
- 2011-07-15: Reporting owner Cummings Rose B.; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-10: Reporting owner Castle Gregory W; Form 3; Security Stock Options (2010 Long Term Incentive Plan); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-16 | Griffin Thomas Officer (Vice President and Treasurer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $24.29 exercise price | 2011-11-18 | |
| 2011-09-13 holding as of filing | Hauser Rose M Officer (Sr. VP and Chief Info. Officer) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $24.29 exercise price | 2011-09-13 | ||
| 2011-07-15 | Cummings Rose B. Other (Former VP, Integ. Mktg. Comms.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,250 8,500 owned after | $24.29 exercise price | 2011-07-18 | |
| 2011-05-10 holding as of filing | Castle Gregory W Officer (VP, Human Resources) | 3 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | Holding | $24.29 exercise price | 2011-05-10 | ||
| 2011-05-09 | Castle Gregory W Officer (VP, Human Resources) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $24.29 exercise price | 2011-05-11 | |
| 2011-01-24 | Sunu Paul Director, Officer (CEO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +31,250 31,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Sunu Paul Director, Officer (CEO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +31,250 31,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Sunu Paul Director, Officer (CEO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +31,250 31,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Sunu Paul Director, Officer (CEO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +31,250 31,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | SABHERWAL AJAY Officer (Exec. VP & CFO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,500 10,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | SABHERWAL AJAY Officer (Exec. VP & CFO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,500 10,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | SABHERWAL AJAY Officer (Exec. VP & CFO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,500 10,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | SABHERWAL AJAY Officer (Exec. VP & CFO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,500 10,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Nixon Peter G Officer (President) | 4 | Stock Options (2000 Employee Stock Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −32,205 0 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Nixon Peter G Officer (President) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Nixon Peter G Officer (President) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Nixon Peter G Officer (President) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Nixon Peter G Officer (President) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | McLean Kathleen Officer (Exec. VP & Chief Info. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | McLean Kathleen Officer (Exec. VP & Chief Info. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | McLean Kathleen Officer (Exec. VP & Chief Info. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | McLean Kathleen Officer (Exec. VP & Chief Info. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Linn Shirley J Officer (Exec.VP,General Counsel & Sec.) | 4 | Stock Options (2000 Employee Stock Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −23,421 0 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Linn Shirley J Officer (Exec.VP,General Counsel & Sec.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Linn Shirley J Officer (Exec.VP,General Counsel & Sec.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Linn Shirley J Officer (Exec.VP,General Counsel & Sec.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Linn Shirley J Officer (Exec.VP,General Counsel & Sec.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Allen Jeffrey W. Officer (Exec. VP, Sales) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Allen Jeffrey W. Officer (Exec. VP, Sales) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Allen Jeffrey W. Officer (Exec. VP, Sales) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Allen Jeffrey W. Officer (Exec. VP, Sales) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Imbriani Rod Officer (Exec. VP, Prod. & Mktg. Mgmt.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,750 4,750 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Imbriani Rod Officer (Exec. VP, Prod. & Mktg. Mgmt.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,750 4,750 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Imbriani Rod Officer (Exec. VP, Prod. & Mktg. Mgmt.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,750 4,750 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Imbriani Rod Officer (Exec. VP, Prod. & Mktg. Mgmt.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,750 4,750 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Hogshire John Officer (Vice President & Controller) | 4 | Stock Options (2010 Long Term Investment Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,625 5,625 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Hogshire John Officer (Vice President & Controller) | 4 | Stock Options (2010 Long Term Investment Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,625 5,625 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Hogshire John Officer (Vice President & Controller) | 4 | Stock Options (2010 Long Term Investment Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,625 5,625 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Hogshire John Officer (Vice President & Controller) | 4 | Stock Options (2010 Long Term Investment Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,625 5,625 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Griffin Thomas Officer (Vice President and Treasurer) | 4 | Stock Options (2000 Employee Stock Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,454 0 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Griffin Thomas Officer (Vice President and Treasurer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,000 2,000 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Griffin Thomas Officer (Vice President and Treasurer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,000 2,000 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Griffin Thomas Officer (Vice President and Treasurer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,000 2,000 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Griffin Thomas Officer (Vice President and Treasurer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,000 2,000 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Garvey Gary C. Officer (Senior VP, Human Resources) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,250 3,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Garvey Gary C. Officer (Senior VP, Human Resources) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,250 3,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Garvey Gary C. Officer (Senior VP, Human Resources) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,250 3,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Garvey Gary C. Officer (Senior VP, Human Resources) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,250 3,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Cummings Rose B. Officer (VP, Integrated Mktg. Comms.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,250 4,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Cummings Rose B. Officer (VP, Integrated Mktg. Comms.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,250 4,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Cummings Rose B. Officer (VP, Integrated Mktg. Comms.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,250 4,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Cummings Rose B. Officer (VP, Integrated Mktg. Comms.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,250 4,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Amburn Kenneth W. Officer (Exec. VP, Ops. & Engineering) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Amburn Kenneth W. Officer (Exec. VP, Ops. & Engineering) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Amburn Kenneth W. Officer (Exec. VP, Ops. & Engineering) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Amburn Kenneth W. Officer (Exec. VP, Ops. & Engineering) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,250 8,250 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | WILSON WAYNE Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | WILSON WAYNE Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | WILSON WAYNE Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | WILSON WAYNE Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | TREADWELL DAVID L Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | TREADWELL DAVID L Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | TREADWELL DAVID L Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | TREADWELL DAVID L Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | ROBINSON MICHAEL K Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | ROBINSON MICHAEL K Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | ROBINSON MICHAEL K Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | ROBINSON MICHAEL K Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | MAHONEY MICHAEL J Director | 4 | Stock Options (2010 Long Term Incentive Plan) (2) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | MAHONEY MICHAEL J Director | 4 | Stock Options (2010 Long Term Incentive Plan) (2) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | MAHONEY MICHAEL J Director | 4 | Stock Options (2010 Long Term Incentive Plan) (2) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | MAHONEY MICHAEL J Director | 4 | Stock Options (2010 Long Term Incentive Plan) (2) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | HOROWITZ EDWARD D Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | HOROWITZ EDWARD D Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | HOROWITZ EDWARD D Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | HOROWITZ EDWARD D Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Austin Dennis J Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Austin Dennis J Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,501 5,501 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Austin Dennis J Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Austin Dennis J Director | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,500 5,500 owned after | no price filed | 2011-01-26 | |
| 2011-01-24 | Hood Lisa R Other (Senior Vice President) | 4 | Stock Options (2000 Employee Stock Incentive Plan) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,424 0 owned after | no price filed | 2011-01-26 |