FAIRPOINT COMMUNICATIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-30: Reporting owner Tomae Anthony A; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-13: Reporting owner McLean Kathleen; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-01-24: Reporting owner Amburn Kenneth W.; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-01-24: Reporting owner Castle Gregory W; Form 4; Security Stock Options (2010 Long Term Incentive Plan); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-30 | Tomae Anthony A Officer (Exec. VP & Chief Rev. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $5.29 exercise price | 2012-05-31 | |
| 2012-04-13 | McLean Kathleen Officer (Exec. VP & Chief Rev. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,250 6,500 owned after | $4.56 exercise price | 2012-04-17 | |
| 2012-01-24 | Amburn Kenneth W. Officer (Exec. VP, Ops. & Engineering) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $4.56 exercise price | 2012-01-26 | |
| 2012-01-24 | Castle Gregory W Officer (Senior VP, Human Resources) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.56 exercise price | 2012-01-26 | |
| 2012-01-24 | Hauser Rose M Officer (Senior VP & CIO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,700 5,700 owned after | $4.56 exercise price | 2012-01-26 | |
| 2012-01-24 | Hogshire John Officer (VP & Controller) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $4.56 exercise price | 2012-01-26 | |
| 2012-01-24 | Linn Shirley J Officer (Exec. VP & General Counsel) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $4.56 exercise price | 2012-01-26 | |
| 2012-01-24 | McLean Kathleen Officer (Exec. VP & Chief Rev. Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $4.56 exercise price | 2012-01-26 | |
| 2012-01-24 | Nixon Peter G Officer (EVP, Ext. Affairs & Op. Supp.) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $4.56 exercise price | 2012-01-26 | |
| 2012-01-24 | SABHERWAL AJAY Officer (Exec. VP & CFO) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,500 15,500 owned after | $4.56 exercise price | 2012-01-26 | |
| 2012-01-24 | Sunu Paul Director, Officer (Chief Executive Officer) | 4 | Stock Options (2010 Long Term Incentive Plan) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,000 48,000 owned after | $4.56 exercise price | 2012-01-26 |