EXCO RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-01: Reporting owner Oaktree Holdings, Inc. | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group Holdings GP, LLC | Oaktree Capital Group Holdings, L.P. | OCM EXCO Holdings, LLC | Oaktree Capital Group, LLC; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-01: Reporting owner OCM HOLDINGS I, LLC | Oaktree Value Opportunities Fund Holdings, L.P. | Oaktree Capital I, L.P. | OAKTREE HOLDINGS, LLC | Oaktree Value Opportunities Fund GP Ltd. | OAKTREE FUND GP I, L.P. | Oaktree Value Opportunities Fund GP, L.P.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-01: Reporting owner OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund III GP, L.P. | OCM Principal Opportunities Fund IIIA, L.P.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-01: Reporting owner ROSS WILBUR L JR; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 | Oaktree Holdings, Inc. | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group Holdings GP, LLC | Oaktree Capital Group Holdings, L.P. | OCM EXCO Holdings, LLC | Oaktree Capital Group, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-05 | |
| 2012-11-01 | OCM HOLDINGS I, LLC | Oaktree Value Opportunities Fund Holdings, L.P. | Oaktree Capital I, L.P. | OAKTREE HOLDINGS, LLC | Oaktree Value Opportunities Fund GP Ltd. | OAKTREE FUND GP I, L.P. | Oaktree Value Opportunities Fund GP, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-05 | |
| 2012-11-01 | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund III GP, L.P. | OCM Principal Opportunities Fund IIIA, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-05 | |
| 2012-11-01 | ROSS WILBUR L JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-02 | |
| 2012-11-01 | Stillwell Robert Lee Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-02 | |
| 2012-11-01 | PICKENS BOONE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-02 | |
| 2012-11-01 | ELLIS EARL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-02 | |
| 2012-11-01 | BENJAMIN JEFFREY D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-02 | |
| 2012-11-01 | Mulhern Mark F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-02 | |
| 2012-11-01 | Serota Jeffrey Director | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-02 | |
| 2012-11-01 | Ford B James Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.51 exercise price | 2012-11-02 |