EXCO RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-04: Reporting owner OAKTREE HOLDINGS, LLC | OCM EXCO Holdings, LLC | OCM HOLDINGS I, LLC | Oaktree Capital Group Holdings, L.P. | Oaktree Capital I, L.P. | Oaktree Capital Group, LLC | Oaktree Holdings, Inc. | Oaktree Capital Group Holdings GP, LLC | OAKTREE CAPITAL MANAGEMENT LP; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-04: Reporting owner OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV, LP | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund IV GP LTD | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund III GP, L.P. | OAKTREE FUND GP I, L.P.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-04: Reporting owner PICKENS BOONE; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-04: Reporting owner Ford B James; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-04 | OAKTREE HOLDINGS, LLC | OCM EXCO Holdings, LLC | OCM HOLDINGS I, LLC | Oaktree Capital Group Holdings, L.P. | Oaktree Capital I, L.P. | Oaktree Capital Group, LLC | Oaktree Holdings, Inc. | Oaktree Capital Group Holdings GP, LLC | OAKTREE CAPITAL MANAGEMENT LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 | |
| 2011-11-04 | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV, LP | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund IV GP LTD | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund III GP, L.P. | OAKTREE FUND GP I, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 | |
| 2011-11-04 | PICKENS BOONE Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 | |
| 2011-11-04 | Ford B James Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 | |
| 2011-11-04 | Stillwell Robert Lee Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 | |
| 2011-11-04 | Serota Jeffrey Director | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 | |
| 2011-11-04 | Mulhern Mark F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 | |
| 2011-11-04 | ELLIS EARL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 | |
| 2011-11-04 | BENJAMIN JEFFREY D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $13.19 exercise price | 2011-11-08 |