EXCO RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-05: Reporting owner Ford B James; Form 3; Security Nonqualified Stock Options; Transaction Holding.
- 2007-12-04: Reporting owner SMITH STEPHEN FRANKLIN; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-04: Reporting owner MILLER DOUGLAS H; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-04: Reporting owner RAMSEY J DOUGLAS; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-05 holding as of filing | Ford B James Director | 3 | Nonqualified Stock Options Derivative · Indirect · See footnotes | Holding | no price filed | 2007-12-05 | ||
| 2007-12-04 | SMITH STEPHEN FRANKLIN Director, Officer (Vice Chairman & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $13.72 exercise price | 2007-12-06 | |
| 2007-12-04 | MILLER DOUGLAS H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $13.72 exercise price | 2007-12-06 | |
| 2007-12-04 | RAMSEY J DOUGLAS Officer (VP, CFO, Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $13.72 exercise price | 2007-12-06 | |
| 2007-12-04 | WILSON MARK E Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $13.72 exercise price | 2007-12-06 | |
| 2007-12-04 | HICKEY HAROLD L Officer (VP & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $13.72 exercise price | 2007-12-06 | |
| 2007-12-04 | Boeing William L Officer (VP, General Counsel, Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $13.72 exercise price | 2007-12-06 | |
| 2007-12-03 | OCM Principal Opportunities Fund IIIA, L.P. | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund IV Delaware, L.P. | OAKTREE FUND GP I, L.P. | OCM Principal Opportunities Fund III GP, LLC | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV, LP Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Nonqualified Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 112,500 owned after | $13.96 exercise price | 2007-12-05 | |
| 2007-12-03 | OAKTREE HOLDINGS, LLC | Oaktree Capital Group Holdings GP, LLC | Oaktree Capital Group Holdings, L.P. | OCM EXCO Holdings, LLC | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Holdings, Inc. | Oaktree Capital I, L.P. | Oaktree Capital Group, LLC | OCM HOLDINGS I, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Nonqualified Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 112,500 owned after | $13.96 exercise price | 2007-12-05 | |
| 2007-12-03 | Ford B James Director | 4 | Nonqualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $13.96 exercise price | 2007-12-05 | |
| 2007-11-01 | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV, LP | OCM Principal Opportunities Fund IIIA, L.P. | OAKTREE FUND GP I, L.P. | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund III GP, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Nonqualified Stock Options Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −37,500 12,500 owned after | $16.58 exercise price | 2007-11-01 | |
| 2007-11-01 | Oaktree Capital Group, LLC | Oaktree Capital Group Holdings, L.P. | OAKTREE HOLDINGS, LLC | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital I, L.P. | OCM EXCO Holdings, LLC | Oaktree Holdings, Inc. | Oaktree Capital Group Holdings GP, LLC | OCM HOLDINGS I, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Nonqualified Stock Options Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −37,500 12,500 owned after | $16.58 exercise price | 2007-11-01 | |
| 2007-11-01 | CEBULA VINCENT J Director | 4 | Nonqualified Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +37,500 37,500 owned after | $16.58 exercise price | 2007-11-01 | |
| 2007-08-31 holding as of filing | Shourie Rajath Director | 3 | Nonqualified Stock Options Derivative · Indirect · See footnote | Holding | no price filed | 2007-08-31 | ||
| 2007-08-30 | Shourie Rajath Director | 4 | Nonqualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $16.24 exercise price | 2007-08-31 | |
| 2007-08-30 | Oaktree Capital Group Holdings, L.P. | OCM HOLDINGS I, LLC | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Holdings, Inc. | Oaktree Capital Group Holdings GP, LLC | Oaktree Capital Group, LLC | OCM EXCO Holdings, LLC | Oaktree Capital I, L.P. | OAKTREE HOLDINGS, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Nonqualified Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $16.24 exercise price | 2007-08-31 | |
| 2007-08-30 | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund III GP, LLC | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV, LP | OAKTREE FUND GP I, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Nonqualified Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $16.24 exercise price | 2007-08-31 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund III GP, LLC | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE CAPITAL MANAGEMENT LLC Director | Director | Director | Director | Director | Director | Director | Director | 4/A | Nonqualified Stock Options Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $16.58 exercise price | 2007-04-09 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund III GP, LLC | OAKTREE CAPITAL MANAGEMENT LLC | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IIIA, L.P. | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund IV, LP Director | Director | Director | Director | Director | Director | Director | Director | 4 | Nonqualified Stock Options Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $16.58 exercise price | 2007-04-04 | |
| 2007-03-30 | ARES MANAGEMENT LLC | ARES MANAGEMENT INC | Ares Corporate Opportunities Fund II, L.P. | ACOF Operating Manager II, L.P. | ACOF OPERATING MANAGER LP | ACOF Management II, L.P. | ARES PARTNERS MANAGEMENT CO LLC | ACOF MANAGEMENT LP | ARES CORPORATE OPPORTUNITIES FUND LP Director | Director | Director | Director | Director | Director | Director | Director | Director | 4 | Stock Option Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $16.58 exercise price | 2007-04-03 | |
| 2007-03-30 | Serota Jeffrey Director | 4 | Director Stock Option Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2007-04-03 | |
| 2007-03-30 | CEBULA VINCENT J Director | 4 | Nonqualified Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $16.58 exercise price | 2007-04-03 |