EXCO RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-01: Reporting owner ROSS WILBUR L JR; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-01: Reporting owner Oaktree Capital Group Holdings, L.P. | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group Holdings GP, LLC | Oaktree Holdings, Inc. | Oaktree Capital Group, LLC | OCM EXCO Holdings, LLC; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-01: Reporting owner Oaktree Value Opportunities Fund Holdings, L.P. | Oaktree Capital I, L.P. | OAKTREE FUND GP I, L.P. | Oaktree Value Opportunities Fund GP, L.P. | Oaktree Value Opportunities Fund GP Ltd. | OAKTREE HOLDINGS, LLC | OCM HOLDINGS I, LLC; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-01: Reporting owner OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund III GP, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund IV GP LTD; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-01 | ROSS WILBUR L JR Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-05 | |
| 2013-11-01 | Oaktree Capital Group Holdings, L.P. | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group Holdings GP, LLC | Oaktree Holdings, Inc. | Oaktree Capital Group, LLC | OCM EXCO Holdings, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-05 | |
| 2013-11-01 | Oaktree Value Opportunities Fund Holdings, L.P. | Oaktree Capital I, L.P. | OAKTREE FUND GP I, L.P. | Oaktree Value Opportunities Fund GP, L.P. | Oaktree Value Opportunities Fund GP Ltd. | OAKTREE HOLDINGS, LLC | OCM HOLDINGS I, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-05 | |
| 2013-11-01 | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund III GP, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM Principal Opportunities Fund IV GP LTD Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Options Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-05 | |
| 2013-11-01 | Ford B James Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-05 | |
| 2013-11-01 | Stillwell Robert Lee Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-05 | |
| 2013-11-01 | ELLIS EARL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-05 | |
| 2013-11-01 | PICKENS BOONE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-04 | |
| 2013-11-01 | MITCHELL SAMUEL APPLETON Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-04 | |
| 2013-11-01 | Serota Jeffrey Director | 4 | Stock Option (right to buy) Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-04 | |
| 2013-11-01 | BENJAMIN JEFFREY D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $5.56 exercise price | 2013-11-04 | |
| 2013-08-13 | WILSON MARK E Officer (VP, Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,900 78,900 owned after | $7.68 exercise price | 2013-08-15 | |
| 2013-08-13 | Boeing William L Officer (VP, General Counsel, Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102,500 102,500 owned after | $7.68 exercise price | 2013-08-15 | |
| 2013-08-13 | Mulhern Mark F Officer (Executive VP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +153,700 153,700 owned after | $7.68 exercise price | 2013-08-15 | |
| 2013-08-13 | HICKEY HAROLD L Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +204,900 204,900 owned after | $7.68 exercise price | 2013-08-15 | |
| 2013-08-13 | MILLER DOUGLAS H Director, Officer (Chairman and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +426,900 426,900 owned after | $7.68 exercise price | 2013-08-15 | |
| 2013-04-01 | Mulhern Mark F Director, Officer (Executive VP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $6.94 exercise price | 2013-04-02 |