EXCO RESOURCES INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-07-18: Reporting owner OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund III GP, LLC | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE FUND GP I, L.P. | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV Delaware GP Inc.; Form 4; Security Series B 7.0% Cumulative Conv. Perpetual Preferred Stock; Transaction C Conversion of derivative security.
- 2008-07-18: Reporting owner OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund III GP, LLC | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE FUND GP I, L.P. | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV Delaware GP Inc.; Form 4; Security Series B 7.0% Cumulative Conv. Perpetual Preferred Stock; Transaction C Conversion of derivative security.
- 2008-07-18: Reporting owner OCM HOLDINGS I, LLC | OCM EXCO Holdings, LLC | Oaktree Capital I, L.P. | Oaktree Capital Group Holdings, L.P. | OAKTREE HOLDINGS, LLC | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group, LLC | Oaktree Capital Group Holdings GP, LLC | Oaktree Holdings, Inc.; Form 4; Security Series B 7.0% Cumulative Conv. Perpetual Preferred Stock; Transaction C Conversion of derivative security.
- 2008-07-18: Reporting owner OCM HOLDINGS I, LLC | OCM EXCO Holdings, LLC | Oaktree Capital I, L.P. | Oaktree Capital Group Holdings, L.P. | OAKTREE HOLDINGS, LLC | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group, LLC | Oaktree Capital Group Holdings GP, LLC | Oaktree Holdings, Inc.; Form 4; Security Series B 7.0% Cumulative Conv. Perpetual Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-07-18 | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund III GP, LLC | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE FUND GP I, L.P. | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV Delaware GP Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −5,850 0 owned after | $10,000.00 | 2008-07-22 | |
| 2008-07-18 | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund III GP, LLC | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE FUND GP I, L.P. | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IV Delaware GP Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −5,850 0 owned after | $10,000.00 | 2008-07-22 | |
| 2008-07-18 | OCM HOLDINGS I, LLC | OCM EXCO Holdings, LLC | Oaktree Capital I, L.P. | Oaktree Capital Group Holdings, L.P. | OAKTREE HOLDINGS, LLC | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group, LLC | Oaktree Capital Group Holdings GP, LLC | Oaktree Holdings, Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −5,850 0 owned after | $10,000.00 | 2008-07-22 | |
| 2008-07-18 | OCM HOLDINGS I, LLC | OCM EXCO Holdings, LLC | Oaktree Capital I, L.P. | Oaktree Capital Group Holdings, L.P. | OAKTREE HOLDINGS, LLC | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Capital Group, LLC | Oaktree Capital Group Holdings GP, LLC | Oaktree Holdings, Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −5,850 0 owned after | $10,000.00 | 2008-07-22 | |
| 2008-07-18 | Ares EXCO, L.P. | ACOF EXCO 892 Investors, L.P. | ACOF EXCO, L.P. | Ares EXCO 892 Investors, L.P. | ACOF Management II, L.P. | ACOF OPERATING MANAGER LP | ACOF MANAGEMENT LP | ARES CORPORATE OPPORTUNITIES FUND LP | Ares Corporate Opportunities Fund II, L.P. Director | Director | Director | Director | Director | Director | Director | Director | Director | 4 | 7.0% Cumulative Convertible Perpetual Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,925 0 owned after | no price filed | 2008-07-22 | |
| 2008-07-18 | Ares EXCO, L.P. | ACOF EXCO 892 Investors, L.P. | ACOF EXCO, L.P. | Ares EXCO 892 Investors, L.P. | ACOF Management II, L.P. | ACOF OPERATING MANAGER LP | ACOF MANAGEMENT LP | ARES CORPORATE OPPORTUNITIES FUND LP | Ares Corporate Opportunities Fund II, L.P. Director | Director | Director | Director | Director | Director | Director | Director | Director | 4 | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −12,075 0 owned after | no price filed | 2008-07-22 | |
| 2007-12-05 holding as of filing | Ford B James Director | 3 | Series B 7.0% Convert. Cumulative Perpetual Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2007-12-05 | ||
| 2007-12-05 holding as of filing | Ford B James Director | 3 | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2007-12-05 | ||
| 2007-08-31 holding as of filing | Shourie Rajath Director | 3 | Series B 7.0% Convert. Cumulative Perpetual Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-08-31 | ||
| 2007-08-31 holding as of filing | Shourie Rajath Director | 3 | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-08-31 | ||
| 2007-08-30 | Ares Corporate Opportunities Fund II, L.P. | ACOF MANAGEMENT LP | ACOF EXCO, L.P. | ARES CORPORATE OPPORTUNITIES FUND LP | ACOF Management II, L.P. | Ares EXCO 892 Investors, L.P. | ACOF OPERATING MANAGER LP | Ares EXCO, L.P. | ACOF EXCO 892 Investors, L.P. Director | Director | Director | Director, 10% Owner | Director | Director | Director | Director | Director | 4 | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −12,075 12,075 owned after | $10,000.00 | 2007-09-04 | |
| 2007-08-13 | Oaktree Capital Group Holdings, L.P. | OCM HOLDINGS I, LLC | OAKTREE CAPITAL MANAGEMENT LP | Oaktree Holdings, Inc. | Oaktree Capital Group Holdings GP, LLC | Oaktree Capital Group, LLC | OCM EXCO Holdings, LLC | Oaktree Capital I, L.P. | OAKTREE HOLDINGS, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +5,850 5,850 owned after | $10,000.00 | 2007-08-31 | |
| 2007-08-13 | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV Delaware GP Inc. | OCM PRINCIPAL OPPORTUNITIES FUND III L P | OCM Principal Opportunities Fund III GP, LLC | OCM Principal Opportunities Fund IV Delaware, L.P. | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV, LP | OAKTREE FUND GP I, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | +5,850 5,850 owned after | $10,000.00 | 2007-08-31 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund III GP, LLC | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE CAPITAL MANAGEMENT LLC Director | Director | Director | Director | Director | Director | Director | Director | 4/A | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,850 5,850 owned after | $10,000.00 | 2007-04-09 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund III GP, LLC | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE CAPITAL MANAGEMENT LLC Director | Director | Director | Director | Director | Director | Director | Director | 4/A | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,850 5,850 owned after | $10,000.00 | 2007-04-09 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund III GP, LLC | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE CAPITAL MANAGEMENT LLC Director | Director | Director | Director | Director | Director | Director | Director | 4/A | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,150 24,150 owned after | $10,000.00 | 2007-04-09 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund III GP, LLC | OCM Principal Opportunities Fund IIIA, L.P. | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IV, LP | OAKTREE CAPITAL MANAGEMENT LLC Director | Director | Director | Director | Director | Director | Director | Director | 4/A | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,150 24,150 owned after | $10,000.00 | 2007-04-09 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund III GP, LLC | OAKTREE CAPITAL MANAGEMENT LLC | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IIIA, L.P. | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund IV, LP Director | Director | Director | Director | Director | Director | Director | Director | 4 | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,850 5,850 owned after | $10,000.00 | 2007-04-04 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund III GP, LLC | OAKTREE CAPITAL MANAGEMENT LLC | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IIIA, L.P. | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund IV, LP Director | Director | Director | Director | Director | Director | Director | Director | 4 | Series B 7.0% Cumulative Conv. Perpetual Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,850 5,850 owned after | $10,000.00 | 2007-04-04 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund III GP, LLC | OAKTREE CAPITAL MANAGEMENT LLC | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IIIA, L.P. | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund IV, LP Director | Director | Director | Director | Director | Director | Director | Director | 4 | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,150 24,150 owned after | $10,000.00 | 2007-04-04 | |
| 2007-03-30 | OCM PRINCIPAL OPPORTUNITIES FUN III L P | OCM Principal Opportunities Fund IV GP LTD | OCM Principal Opportunities Fund III GP, LLC | OAKTREE CAPITAL MANAGEMENT LLC | OCM Principal Opportunities Fund IV GP, LP | OCM Principal Opportunities Fund IIIA, L.P. | OCM EXCO Holdings, LLC | OCM Principal Opportunities Fund IV, LP Director | Director | Director | Director | Director | Director | Director | Director | 4 | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,150 24,150 owned after | $10,000.00 | 2007-04-04 | |
| 2007-03-30 | ARES MANAGEMENT LLC | ARES MANAGEMENT INC | Ares Corporate Opportunities Fund II, L.P. | ACOF Operating Manager II, L.P. | ACOF OPERATING MANAGER LP | ACOF Management II, L.P. | ARES PARTNERS MANAGEMENT CO LLC | ACOF MANAGEMENT LP | ARES CORPORATE OPPORTUNITIES FUND LP Director | Director | Director | Director | Director | Director | Director | Director | Director | 4 | 7.0% Cumulative Convertible Perpetual Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,925 2,925 owned after | $10,000.00 | 2007-04-03 | |
| 2007-03-30 | ARES MANAGEMENT LLC | ARES MANAGEMENT INC | Ares Corporate Opportunities Fund II, L.P. | ACOF Operating Manager II, L.P. | ACOF OPERATING MANAGER LP | ACOF Management II, L.P. | ARES PARTNERS MANAGEMENT CO LLC | ACOF MANAGEMENT LP | ARES CORPORATE OPPORTUNITIES FUND LP Director | Director | Director | Director | Director | Director | Director | Director | Director | 4 | Series A-1 Hybrid Preferred Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,075 12,075 owned after | $10,000.00 | 2007-04-03 | |
| 2007-03-30 | CEBULA VINCENT J Director | 4 | Series B 7.0% Convert. Cumulative Perpetual Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2007-04-03 | |
| 2007-03-30 | CEBULA VINCENT J Director | 4 | Series A-1 Hybrid Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | no price filed | 2007-04-03 |