Evolve Transition Infrastructure LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-31: Reporting owner Willinger Gerald F; Form 4; Security Common Units; Transaction F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- 2021-12-02: Reporting owner Gibbs Randall L.; Form 3; Security Common Units; Transaction Holding.
- 2021-12-02: Reporting owner Keuss Michael A.; Form 3; Security Common Units; Transaction Holding.
- 2021-12-02: Reporting owner Hartigan Jonathan C. M.; Form 3; Security Common Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-31 | Willinger Gerald F Other (former Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −548,759 1,000,013 owned after | $0.59 | 2022-01-04 | |
| 2021-12-02 holding as of filing | Gibbs Randall L. Director, Officer (Chief Executive Officer) | 3 | Common Units Non-derivative · Direct | Holding | 7,224,432 owned after | no price filed | 2021-12-02 | |
| 2021-12-02 holding as of filing | Keuss Michael A. Officer (President / Chief Oper. Off.) | 3 | Common Units Non-derivative · Direct | Holding | 7,224,432 owned after | no price filed | 2021-12-02 | |
| 2021-12-02 holding as of filing | Hartigan Jonathan C. M. Officer (President / Chief Invest. Off.) | 3 | Common Units Non-derivative · Direct | Holding | 3,251,136 owned after | no price filed | 2021-12-02 | |
| 2021-11-02 holding as of filing | Stonepeak GP Investors Manager LLC | Stonepeak GP Investors LLC | Stonepeak Associates LLC | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | Dorrell Michael B. | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Catarina Holdings LLC | Stonepeak Texas Midstream Holdco LLC | | | | | | | | | 4 | Common Units Non-derivative · Indirect · See Footnotes | Holding | 4,509,792 owned after | no price filed | 2021-11-02 | |
| 2021-10-29 | Stonepeak GP Investors Manager LLC | Stonepeak GP Investors LLC | Stonepeak Associates LLC | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | Dorrell Michael B. | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Catarina Holdings LLC | Stonepeak Texas Midstream Holdco LLC | | | | | | | | | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,832,186 67,721,936 owned after | no price filed | 2021-11-02 | |
| 2021-08-03 holding as of filing | Stonepeak Texas Midstream Holdco LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Dorrell Michael B. | Stonepeak Associates LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Catarina Holdings LLC | Stonepeak GP Investors LLC | Stonepeak GP Investors Manager LLC | Stonepeak GP Holdings LP | | | | | | | | | 4 | Common Units Non-derivative · Indirect · See Footnotes | Holding | 4,509,792 owned after | no price filed | 2021-08-03 | |
| 2021-07-30 | Stonepeak Texas Midstream Holdco LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Dorrell Michael B. | Stonepeak Associates LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Catarina Holdings LLC | Stonepeak GP Investors LLC | Stonepeak GP Investors Manager LLC | Stonepeak GP Holdings LP | | | | | | | | | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,012,850 56,889,750 owned after | no price filed | 2021-08-03 | |
| 2021-05-04 holding as of filing | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Stonepeak Texas Midstream Holdco LLC | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | Stonepeak Associates LLC | Stonepeak GP Investors LLC | Stonepeak Catarina Holdings LLC | Dorrell Michael B. | | | | | | | | | 4 | Common Units Non-derivative · Indirect · See Footnotes | Holding | 4,509,792 owned after | no price filed | 2021-05-04 | |
| 2021-04-30 | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Stonepeak Texas Midstream Holdco LLC | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | Stonepeak Associates LLC | Stonepeak GP Investors LLC | Stonepeak Catarina Holdings LLC | Dorrell Michael B. | | | | | | | | | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,763,249 48,876,900 owned after | no price filed | 2021-05-04 | |
| 2021-04-28 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −55,049 1,548,772 owned after | $0.75 | 2021-04-28 | |
| 2021-04-27 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −152,796 1,603,821 owned after | $0.76 | 2021-04-28 | |
| 2021-04-26 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −129 1,756,797 owned after | $0.75 | 2021-04-28 | |
| 2021-04-22 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,875 1,756,926 owned after | $0.75 | 2021-04-23 | |
| 2021-04-21 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −7,277 1,759,801 owned after | $0.75 | 2021-04-23 | |
| 2021-03-23 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −320,598 1,767,078 owned after | $1.73 | 2021-03-24 | |
| 2021-03-22 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −38,213 2,087,676 owned after | $1.06 | 2021-03-22 | |
| 2021-03-19 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −136,008 2,125,889 owned after | $1.09 | 2021-03-22 | |
| 2021-03-18 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,160,714 2,261,897 owned after | no price filed | 2021-03-22 | |
| 2021-03-18 | Ward Charles C Officer (CFO and Secretary) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +491,071 870,098 owned after | no price filed | 2021-03-22 | |
| 2021-03-02 holding as of filing | Stonepeak GP Investors Manager LLC | Stonepeak GP Holdings LP | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Texas Midstream Holdco LLC | Stonepeak Catarina Holdings LLC | Stonepeak Catarina Upper Holdings LLC | Dorrell Michael B. | Stonepeak Associates LLC | Stonepeak GP Investors LLC | | | | | | | | | 4 | Common Units Non-derivative · Direct | Holding | 35,113,651 owned after | no price filed | 2021-03-02 | |
| 2021-03-01 | Stonepeak GP Investors Manager LLC | Stonepeak GP Holdings LP | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Texas Midstream Holdco LLC | Stonepeak Catarina Holdings LLC | Stonepeak Catarina Upper Holdings LLC | Dorrell Michael B. | Stonepeak Associates LLC | Stonepeak GP Investors LLC | | | | | | | | | 4 | Common Units Non-derivative · Indirect · See Footnotes | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −140,647 4,509,792 owned after | $0.00 | 2021-03-02 | |
| 2021-03-01 | SANCHEZ ANTONIO R III Other (Former Director) | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −140,647 63,126 owned after | $0.00 | 2021-03-01 | |
| 2021-02-01 holding as of filing | Stonepeak Associates LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Catarina Holdings LLC | Dorrell Michael B. | Stonepeak GP Investors Manager LLC | Stonepeak GP Investors LLC | Stonepeak Texas Midstream Holdco LLC | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | | | | | | | | | 4 | Common Units Non-derivative · Indirect · See Footnotes | Holding | 4,650,439 owned after | no price filed | 2021-02-01 | |
| 2021-01-28 | Stonepeak Associates LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Catarina Holdings LLC | Dorrell Michael B. | Stonepeak GP Investors Manager LLC | Stonepeak GP Investors LLC | Stonepeak Texas Midstream Holdco LLC | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | | | | | | | | | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,274,869 22,668,160 owned after | no price filed | 2021-02-01 | |
| 2021-01-28 | Stonepeak Associates LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Catarina Holdings LLC | Dorrell Michael B. | Stonepeak GP Investors Manager LLC | Stonepeak GP Investors LLC | Stonepeak Texas Midstream Holdco LLC | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | | | | | | | | | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,445,491 35,113,651 owned after | no price filed | 2021-02-01 |