Evolve Transition Infrastructure LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-11-27: Reporting owner Stonepeak Texas Midstream Holdco LLC; Form 3; Security Common Units; Transaction Holding.
- 2020-11-27: Reporting owner Stonepeak Texas Midstream Holdco LLC; Form 3; Security Common Units; Transaction Holding.
- 2020-10-05: Reporting owner SANCHEZ ANTONIO R III; Form 4; Security Common Units; Transaction S Open market or private sale of non-derivative or derivative security.
- 2020-09-24: Reporting owner Sanchez Patricio D.; Form 4; Security Common UNits; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-11-27 holding as of filing | Stonepeak Texas Midstream Holdco LLC | 3 | Common Units Non-derivative · Indirect · See Footnotes | Holding | 4,650,439 owned after | no price filed | 2020-11-27 | |
| 2020-11-27 holding as of filing | Stonepeak Texas Midstream Holdco LLC | 3 | Common Units Non-derivative · Indirect · See Footnotes | Holding | 393,291 owned after | no price filed | 2020-11-27 | |
| 2020-10-05 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −140,647 63,126 owned after | $0.00 | 2020-10-07 | |
| 2020-09-24 | Sanchez Patricio D. Other (Former Pres., COO & Director) | 4 | Common UNits Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,263,768 27,806 owned after | $0.00 | 2020-09-25 | |
| 2020-09-24 | Sanchez Eduardo Augusto Other (Former Director) | 4 | Common Units Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,114,040 27,806 owned after | $0.00 | 2020-09-25 | |
| 2020-09-24 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −1,169,055 168,453 owned after | $0.00 | 2020-09-25 | |
| 2020-09-17 holding as of filing | SP Common Equity Subsidiary LLC | SANCHEZ ANTONIO R JR | Sanchez Patricio D. | SANCHEZ ANTONIO R III | SP Common Equity LLC | Sanchez Eduardo Augusto 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Common Units Non-derivative · Direct | Holding | 4,650,439 owned after | no price filed | 2020-09-17 | |
| 2020-09-17 holding as of filing | SANCHEZ ANTONIO R JR | Sanchez Eduardo Augusto | SANCHEZ ANTONIO R III | SP Common Equity Subsidiary LLC | Sanchez Patricio D. | SP Common Equity LLC 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Units Non-derivative · Direct | Holding | 4,650,439 owned after | no price filed | 2020-09-17 | |
| 2020-09-09 holding as of filing | Stonepeak GP Investors LLC | Dorrell Michael B. | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Stonepeak Catarina Holdings LLC | Stonepeak Associates LLC | Stonepeak GP Holdings LP | Vichie Trent D | Stonepeak Catarina Upper Holdings LLC | | | | | | | | | 4 | Common Units Non-derivative · Direct | Holding | 393,291 owned after | no price filed | 2020-09-09 | |
| 2020-09-08 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −35,320 35,320 owned after | $0.30 | 2020-09-25 | |
| 2020-09-08 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +35,320 35,320 owned after | $0.30 | 2020-09-25 | |
| 2020-09-07 | Stonepeak GP Investors LLC | Dorrell Michael B. | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Stonepeak Catarina Holdings LLC | Stonepeak Associates LLC | Stonepeak GP Holdings LP | Vichie Trent D | Stonepeak Catarina Upper Holdings LLC | | | | | | | | | 4 | Common Units Non-derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +4,650,439 4,650,439 owned after | no price filed | 2020-09-09 | |
| 2020-04-06 | Willinger Gerald F Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,431 1,101,183 owned after | $0.36 | 2020-04-09 | |
| 2020-04-06 | Ward Charles C Officer (CFO & Secretary) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,021 379,027 owned after | $0.36 | 2020-04-09 | |
| 2020-04-06 | Hink Kirsten A Officer (Chief Accounting Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −973 22,960 owned after | $0.36 | 2020-04-09 | |
| 2020-03-06 holding as of filing | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · By Sanchez Oil & Gas Corporation | Holding | 35,320 owned after | no price filed | 2020-03-06 | |
| 2020-03-04 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −16,778 1,337,508 owned after | $0.40 | 2020-03-06 | |
| 2020-03-04 | Ward Charles C Officer (CFO & Secretary) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −22,936 381,048 owned after | $0.40 | 2020-03-06 | |
| 2020-03-04 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −49,042 1,104,614 owned after | $0.40 | 2020-03-06 |