Evolve Transition Infrastructure LP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-31: Reporting owner Stonepeak GP Holdings LP | Stonepeak GP Investors Upper Holdings LP | Stonepeak GP Investors Holdings LP | Dorrell Michael B. | Stonepeak GP Investors Holdings Manager LLC | Stonepeak GP Investors LLC; Form 4; Security Class C Preferred Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-10-31: Reporting owner Stonepeak Catarina Upper Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Catarina Holdings LLC | Stonepeak Associates LLC | Stonepeak Texas Midstream Holdco LLC; Form 4; Security Class C Preferred Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-07-31: Reporting owner Stonepeak GP Holdings LP | Dorrell Michael B. | Stonepeak GP Investors Holdings Manager LLC | Stonepeak GP Investors Holdings LP | Stonepeak GP Investors LLC | Stonepeak GP Investors Upper Holdings LP; Form 4; Security Class C Preferred Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-07-31: Reporting owner Stonepeak Associates LLC | Stonepeak Catarina Holdings LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Texas Midstream Holdco LLC; Form 4; Security Class C Preferred Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-31 | Stonepeak GP Holdings LP | Stonepeak GP Investors Upper Holdings LP | Stonepeak GP Investors Holdings LP | Dorrell Michael B. | Stonepeak GP Investors Holdings Manager LLC | Stonepeak GP Investors LLC 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 4 | Class C Preferred Units Non-derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,367,531 40,439,858 owned after | no price filed | 2023-11-02 | |
| 2023-10-31 | Stonepeak Catarina Upper Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Catarina Holdings LLC | Stonepeak Associates LLC | Stonepeak Texas Midstream Holdco LLC 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,367,531 40,439,858 owned after | no price filed | 2023-11-02 | |
| 2023-07-31 | Stonepeak GP Holdings LP | Dorrell Michael B. | Stonepeak GP Investors Holdings Manager LLC | Stonepeak GP Investors Holdings LP | Stonepeak GP Investors LLC | Stonepeak GP Investors Upper Holdings LP 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 4 | Class C Preferred Units Non-derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,321,286 39,072,327 owned after | no price filed | 2023-08-02 | |
| 2023-07-31 | Stonepeak Associates LLC | Stonepeak Catarina Holdings LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Texas Midstream Holdco LLC 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,321,286 39,072,327 owned after | no price filed | 2023-08-02 | |
| 2023-07-06 holding as of filing | Stonepeak GP Investors Upper Holdings LP | Stonepeak GP Investors Holdings Manager LLC | Stonepeak GP Investors Holdings LP 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 3 | Class C Preferred Units Non-derivative · Indirect · See Footnotes | Holding | 37,751,040 owned after | no price filed | 2023-07-06 | |
| 2023-01-31 | Stonepeak GP Investors LLC | Dorrell Michael B. | Stonepeak Catarina Upper Holdings LLC | Stonepeak Texas Midstream Holdco LLC | Stonepeak Catarina Holdings LLC | Stonepeak GP Holdings LP | Stonepeak Associates LLC | Stonepeak GP Investors Manager LLC | Stonepeak Infrastructure Fund (Orion AIV) LP 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,276,605 37,751,040 owned after | no price filed | 2023-02-02 | |
| 2020-11-27 holding as of filing | Stonepeak Texas Midstream Holdco LLC | 3 | Class C Preferred Units Non-derivative · Indirect · See Footnotes | Holding | 36,474,436 owned after | no price filed | 2020-11-27 | |
| 2020-08-20 | Stonepeak Associates LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Catarina Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors LLC | Stonepeak GP Investors Manager LLC | Dorrell Michael B. | Stonepeak GP Holdings LP | Vichie Trent D | | | | | | | | | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,105,286 36,474,436 owned after | no price filed | 2020-08-24 | |
| 2020-05-20 | Dorrell Michael B. | Stonepeak Catarina Holdings LLC | Vichie Trent D | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Associates LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak GP Investors LLC | Stonepeak GP Investors Manager LLC | Stonepeak GP Holdings LP | | | | | | | | | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,071,793 35,369,150 owned after | no price filed | 2020-05-22 | |
| 2020-02-20 | Vichie Trent D | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | Stonepeak GP Investors Manager LLC | Stonepeak Catarina Holdings LLC | Dorrell Michael B. | Stonepeak GP Investors LLC | Stonepeak Associates LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | | | | | | | | | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,039,314 34,297,357 owned after | no price filed | 2020-03-16 | |
| 2019-11-20 | Stonepeak Catarina Holdings LLC | Stonepeak GP Holdings LP | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Associates LLC | Stonepeak Catarina Upper Holdings LLC | Vichie Trent D | Dorrell Michael B. | Stonepeak GP Investors LLC | Stonepeak GP Investors Manager LLC | | | | | | | | | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,007,820 33,258,043 owned after | no price filed | 2019-11-22 | |
| 2019-08-20 | Stonepeak GP Investors Manager LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak Catarina Upper Holdings LLC | Stonepeak Catarina Holdings LLC | Stonepeak GP Investors LLC | Vichie Trent D | Dorrell Michael B. | Stonepeak GP Holdings LP | Stonepeak Associates LLC | | | | | | | | | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +939,327 32,250,223 owned after | no price filed | 2019-08-28 | |
| 2019-08-02 | Stonepeak GP Investors LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Vichie Trent D | Stonepeak Associates LLC | Dorrell Michael B. | Stonepeak Catarina Holdings LLC | Stonepeak GP Holdings LP | | | | | | | | | 4 | Class C Preferred Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,310,896 31,310,896 owned after | no price filed | 2019-08-06 | |
| 2019-08-02 | Stonepeak GP Investors LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Vichie Trent D | Stonepeak Associates LLC | Dorrell Michael B. | Stonepeak Catarina Holdings LLC | Stonepeak GP Holdings LP | | | | | | | | | 4 | Class B Preferred Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,310,896 0 owned after | no price filed | 2019-08-06 | |
| 2018-08-21 | Vichie Trent D | Stonepeak GP Investors LLC | Stonepeak Catarina Holdings LLC | Dorrell Michael B. | Stonepeak Associates LLC | Stonepeak GP Investors Manager LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC | | | | | | | | | 4 | Class B Preferred Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +310,009 31,310,896 owned after | no price filed | 2019-02-04 | |
| 2017-01-25 | Stonepeak GP Investors Manager LLC | Stonepeak Catarina Holdings LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak GP Holdings LP | Dorrell Michael B. | Vichie Trent D | Stonepeak Associates LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors LLC | | | | | | | | | 4/A | Class B Preferred Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,704,446 31,000,887 owned after | no price filed | 2017-02-14 | |
| 2017-01-25 | Stonepeak Catarina Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Vichie Trent D | Stonepeak GP Holdings LP | Dorrell Michael B. | Stonepeak GP Investors Manager LLC | Stonepeak Associates LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak GP Investors LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Preferred Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,704,446 31,000,887 owned after | no price filed | 2017-01-27 | |
| 2015-10-26 holding as of filing | Stonepeak GP Investors LLC | Vichie Trent D | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Stonepeak Catarina Holdings LLC | Dorrell Michael B. | Stonepeak Associates LLC | Stonepeak GP Holdings LP | Stonepeak Catarina Upper Holdings LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Preferred Units Derivative · Direct | Holding | no price filed | 2015-10-26 |