Evolve Transition Infrastructure LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-06: Reporting owner Sanchez Patricio D.; Form 4; Security Common Units; Transaction Holding.
- 2019-08-06: Reporting owner Sanchez Eduardo Augusto; Form 4; Security Common Units; Transaction Holding.
- 2019-08-06: Reporting owner SANCHEZ ANTONIO R III; Form 4; Security Common Units; Transaction Holding.
- 2019-08-06: Reporting owner SANCHEZ ANTONIO R III; Form 4; Security Common Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-06 holding as of filing | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Direct | Holding | 1,291,574 owned after | no price filed | 2019-08-06 | |
| 2019-08-06 holding as of filing | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Direct | Holding | 1,141,846 owned after | no price filed | 2019-08-06 | |
| 2019-08-06 holding as of filing | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Direct · (m) | Holding | 1,354,286 owned after | no price filed | 2019-08-06 | |
| 2019-08-06 holding as of filing | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 35,320 owned after | no price filed | 2019-08-06 | |
| 2019-08-02 | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +901,741 901,741 owned after | $2.17 | 2019-08-06 | |
| 2019-08-02 | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | J Other acquisition or disposition (describe transaction) | −901,741 0 owned after | $0.00 | 2019-08-06 | |
| 2019-08-02 | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +901,741 901,741 owned after | $2.17 | 2019-08-06 | |
| 2019-08-02 | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | J Other acquisition or disposition (describe transaction) | −901,741 0 owned after | $0.00 | 2019-08-06 | |
| 2019-08-02 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +901,741 901,741 owned after | $2.17 | 2019-08-06 | |
| 2019-08-02 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | J Other acquisition or disposition (describe transaction) | −901,741 0 owned after | $0.00 | 2019-08-06 | |
| 2019-08-02 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +67,630 1,153,656 owned after | $0.00 | 2019-08-06 | |
| 2019-05-06 holding as of filing | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Direct · (m) | Holding | 1,137,417 owned after | no price filed | 2019-05-06 | |
| 2019-05-06 holding as of filing | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 35,320 owned after | no price filed | 2019-05-06 | |
| 2019-05-06 holding as of filing | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Direct | Holding | 924,977 owned after | no price filed | 2019-05-06 | |
| 2019-05-06 holding as of filing | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Direct | Holding | 1,074,705 owned after | no price filed | 2019-05-06 | |
| 2019-05-03 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +887,269 887,269 owned after | $2.29 | 2019-05-06 | |
| 2019-05-03 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | J Other acquisition or disposition (describe transaction) | −887,269 0 owned after | $0.00 | 2019-05-06 | |
| 2019-05-03 | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +887,269 887,269 owned after | $2.29 | 2019-05-06 | |
| 2019-05-03 | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | J Other acquisition or disposition (describe transaction) | −887,269 0 owned after | $0.00 | 2019-05-06 | |
| 2019-05-03 | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +887,269 887,269 owned after | $2.29 | 2019-05-06 | |
| 2019-05-03 | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | J Other acquisition or disposition (describe transaction) | −887,269 0 owned after | $0.00 | 2019-05-06 | |
| 2019-05-03 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +66,545 1,086,026 owned after | $0.00 | 2019-05-06 | |
| 2019-04-08 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4/A | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −31,680 1,019,481 owned after | $2.50 | 2019-04-11 | |
| 2019-04-08 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −27,617 1,023,544 owned after | $2.50 | 2019-04-10 | |
| 2019-04-08 | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −39,187 861,317 owned after | $2.50 | 2019-04-10 | |
| 2019-04-01 | LANGDON RICHARD S Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,871 81,827 owned after | no price filed | 2019-04-01 | |
| 2019-04-01 | Larberg Gregory Martin Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,871 76,096 owned after | no price filed | 2019-04-01 | |
| 2019-04-01 | Bigman Alan S Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,871 76,254 owned after | no price filed | 2019-04-01 | |
| 2019-04-01 holding as of filing | Bigman Alan S Director | 4 | Common Units Non-derivative · Indirect · By Minor Child | Holding | 1,000 owned after | no price filed | 2019-04-01 | |
| 2019-03-04 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +210,970 924,029 owned after | no price filed | 2019-03-04 | |
| 2019-03-04 holding as of filing | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Direct · (m) | Holding | 713,059 owned after | no price filed | 2019-03-04 | |
| 2019-03-04 holding as of filing | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · (m) | Holding | 35,320 owned after | no price filed | 2019-03-04 | |
| 2019-03-04 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +548,523 1,051,161 owned after | no price filed | 2019-03-04 | |
| 2019-03-04 holding as of filing | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Direct | Holding | 900,504 owned after | no price filed | 2019-03-04 | |
| 2019-03-04 holding as of filing | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Direct | Holding | 711,589 owned after | no price filed | 2019-03-04 | |
| 2019-03-04 | Ward Charles C Officer (CFO & Secretary) | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +232,067 403,984 owned after | no price filed | 2019-03-04 | |
| 2019-03-01 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +787,750 787,750 owned after | $2.59 | 2019-03-04 | |
| 2019-03-01 | SANCHEZ ANTONIO R III Director | 4 | Common Units Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −787,750 0 owned after | $0.00 | 2019-03-04 | |
| 2019-03-01 | Willinger Gerald F Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | +59,081 502,638 owned after | $0.00 | 2019-03-04 | |
| 2019-03-01 | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +787,750 787,750 owned after | $2.59 | 2019-03-04 | |
| 2019-03-01 | Sanchez Patricio D. Director, Officer (President & COO) | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | J Other acquisition or disposition (describe transaction) | −787,750 0 owned after | $0.00 | 2019-03-04 | |
| 2019-03-01 | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +787,750 787,750 owned after | $2.59 | 2019-03-04 | |
| 2019-03-01 | Sanchez Eduardo Augusto Director | 4 | Common Units Non-derivative · Indirect · By SP Holdings, LLC | J Other acquisition or disposition (describe transaction) | −787,750 0 owned after | $0.00 | 2019-03-04 | |
| 2019-01-11 | Larberg Gregory Martin Director | 4/A | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 30,225 owned after | $2.25 | 2019-01-16 | |
| 2019-01-11 | Larberg Gregory Martin Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 30,225 owned after | $2.25 | 2019-01-15 |