Evolve Transition Infrastructure LP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-07-06: Reporting owner Stonepeak GP Investors Upper Holdings LP | Stonepeak GP Investors Holdings Manager LLC | Stonepeak GP Investors Holdings LP; Form 3; Security Warrant (right to buy); Transaction Holding.
- 2020-11-27: Reporting owner Stonepeak Texas Midstream Holdco LLC; Form 3; Security Warrant; Transaction Holding.
- 2019-08-02: Reporting owner Stonepeak GP Investors LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Vichie Trent D | Stonepeak Associates LLC | Dorrell Michael B. | Stonepeak Catarina Holdings LLC | Stonepeak GP Holdings LP; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-07-06 holding as of filing | Stonepeak GP Investors Upper Holdings LP | Stonepeak GP Investors Holdings Manager LLC | Stonepeak GP Investors Holdings LP 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 10% Owner, Other (See Remarks) | 3 | Warrant (right to buy) Derivative · Indirect · See Footnotes | Holding | no price filed | 2023-07-06 | ||
| 2020-11-27 holding as of filing | Stonepeak Texas Midstream Holdco LLC | 3 | Warrant Derivative · Indirect · See Footnotes | Holding | no price filed | 2020-11-27 | ||
| 2019-08-02 | Stonepeak GP Investors LLC | Stonepeak Catarina Upper Holdings LLC | Stonepeak Infrastructure Fund (Orion AIV) LP | Stonepeak GP Investors Manager LLC | Vichie Trent D | Stonepeak Associates LLC | Dorrell Michael B. | Stonepeak Catarina Holdings LLC | Stonepeak GP Holdings LP | | | | | | | | | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,918,809 1,918,809 owned after | no price filed | 2019-08-06 |