EMISPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-31: Reporting owner MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2016-12-31: Reporting owner MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2016-12-31: Reporting owner MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2016-12-31: Reporting owner MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2017-01-04 | ||
| 2016-12-31 | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHRC LLC | MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR Institutional Advisors II LLC 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2017-01-04 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2016-07-05 | ||
| 2016-06-30 | MHRC II LLC | MHR FUND MANAGEMENT LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2016-07-05 |