EMISPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-31: Reporting owner MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR Institutional Partners IIA LP; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2011-12-31: Reporting owner MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR Institutional Partners IIA LP; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2011-12-31: Reporting owner MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR Institutional Partners IIA LP; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2011-12-31: Reporting owner MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR Institutional Partners IIA LP; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2012-01-04 | ||
| 2011-12-31 | MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2012-01-04 | ||
| 2011-12-31 | MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2012-01-04 | ||
| 2011-12-31 | MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR Institutional Partners II LP | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR Institutional Partners IIA LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2012-01-04 | ||
| 2011-06-30 | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2011-07-01 | ||
| 2011-06-30 | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2011-07-01 | ||
| 2011-06-30 | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2011-07-01 | ||
| 2011-06-30 | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2011-07-01 |