EMISPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-05-31: Reporting owner MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP; Form 5; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2006-05-31: Reporting owner MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP; Form 5; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2006-05-31: Reporting owner MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP; Form 5; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2006-05-31: Reporting owner MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP; Form 5; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-05-31 | MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 5 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2007-02-14 | ||
| 2006-05-31 | MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 5 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2007-02-14 | ||
| 2006-05-31 | MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 5 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2007-02-14 | ||
| 2006-05-31 | MHR FUND MANAGEMENT LLC | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 5 | Convertible Note Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | $3.78 exercise price | 2007-02-14 | ||
| 2006-05-16 | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR ADVISORS LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See footnote | C Conversion of derivative security | $3.78 exercise price | 2006-05-18 | ||
| 2006-05-16 | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR ADVISORS LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See footnote | C Conversion of derivative security | $3.78 exercise price | 2006-05-18 | ||
| 2006-05-16 | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR ADVISORS LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See footnote | C Conversion of derivative security | $3.78 exercise price | 2006-05-18 | ||
| 2006-05-16 | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR ADVISORS LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See footnote | C Conversion of derivative security | $3.78 exercise price | 2006-05-18 |