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EMISPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Warrants

EMISPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Warrants

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 83 rows, 83 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2013-05-07: Reporting owner RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Capital Partners Master Account LP | MHRC LLC | MHRC II LLC | MHR Institutional Partners II LP; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
  • 2013-05-07: Reporting owner RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Capital Partners Master Account LP | MHRC LLC | MHRC II LLC | MHR Institutional Partners II LP; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
  • 2013-05-07: Reporting owner RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Capital Partners Master Account LP | MHRC LLC | MHRC II LLC | MHR Institutional Partners II LP; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
  • 2013-05-07: Reporting owner RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Capital Partners Master Account LP | MHRC LLC | MHRC II LLC | MHR Institutional Partners II LP; Form 4; Security Warrants (right to buy); Transaction J Other acquisition or disposition (describe transaction).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2013-05-07RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Capital Partners Master Account LP | MHRC LLC | MHRC II LLC | MHR Institutional Partners II LP
Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+2,810,746
2,810,746 owned after
$0.50
exercise price
2013-05-09
2013-05-07RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Capital Partners Master Account LP | MHRC LLC | MHRC II LLC | MHR Institutional Partners II LP
Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+347,551
347,551 owned after
$0.50
exercise price
2013-05-09
2013-05-07RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Capital Partners Master Account LP | MHRC LLC | MHRC II LLC | MHR Institutional Partners II LP
Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+1,944,050
1,944,050 owned after
$0.50
exercise price
2013-05-09
2013-05-07RACHESKY MARK H MD | MHR Institutional Partners IIA LP | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHR ADVISORS LLC | MHR Capital Partners Master Account LP | MHRC LLC | MHRC II LLC | MHR Institutional Partners II LP
Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+4,897,653
4,897,653 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−702,470
0 owned after
$1.26
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+702,470
702,470 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−95,685
0 owned after
$1.26
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+95,685
95,685 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−795,610
0 owned after
$1.26
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+795,610
795,610 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−2,004,381
0 owned after
$1.26
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+2,004,381
2,004,381 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−1,079,572
0 owned after
$1.09
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+1,079,572
1,079,572 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−147,153
0 owned after
$1.09
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+147,153
147,153 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−732,696
0 owned after
$1.09
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+732,696
732,696 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−1,845,886
0 owned after
$1.09
exercise price
2013-05-09
2013-05-07MHRC II LLC | MHR ADVISORS LLC | MHR Institutional Partners IIA LP | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Advisors II LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+1,845,886
1,845,886 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−748,673
0 owned after
$0.70
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+748,673
748,673 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−101,821
0 owned after
$0.70
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+101,821
101,821 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−818,011
0 owned after
$0.70
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+818,011
818,011 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−2,060,818
0 owned after
$0.70
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+2,060,818
2,060,818 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−174,183
0 owned after
$2.90
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+174,183
174,183 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−23,820
0 owned after
$2.90
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+23,820
23,820 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−189,525
0 owned after
$2.90
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+189,525
189,525 owned after
$0.50
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)−477,472
0 owned after
$2.90
exercise price
2013-05-09
2013-05-07MHR Holdings LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD | MHR ADVISORS LLC | MHRC LLC | MHR Institutional Partners II LP | MHR Capital Partners Master Account LP | MHRC II LLC | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+477,472
477,472 owned after
$0.50
exercise price
2013-05-09
2013-01-10
holding as of filing
MHRC II LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$0.70
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC II LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$2.90
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC II LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$1.26
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC II LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$1.09
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$0.70
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$2.90
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$1.26
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$1.09
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$0.70
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$2.90
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$1.26
exercise price
2013-01-10
2013-01-10
holding as of filing
MHRC LLC
10% Owner
3Warrants (right to buy)
Derivative · Indirect · See Footnotes
Holding$1.09
exercise price
2013-01-10
2011-07-06MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+854,029
854,029 owned after
$1.09
exercise price
2011-07-08
2011-07-06MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+116,410
116,410 owned after
$1.09
exercise price
2011-07-08
2011-07-06MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+579,622
579,622 owned after
$1.09
exercise price
2011-07-08
2011-07-06MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+1,460,246
1,460,246 owned after
$1.09
exercise price
2011-07-08
2011-07-06MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+225,543
1,079,572 owned after
$1.09
exercise price
2011-07-08
2011-07-06MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+30,743
147,153 owned after
$1.09
exercise price
2011-07-08
2011-07-06MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+153,074
732,696 owned after
$1.09
exercise price
2011-07-08
2011-07-06MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR Capital Partners Master Account LP | MHR Institutional Partners II LP | MHR ADVISORS LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+385,640
1,845,886 owned after
$1.09
exercise price
2011-07-08
2010-09-01
holding as of filing
MHR Institutional Partners II LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
3Warrants (right to buy)
Derivative · Direct
Holding$3.76
exercise price
2010-09-01
2010-09-01
holding as of filing
MHR Institutional Partners II LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
3Warrants (right to buy)
Derivative · Direct
Holding$3.95
exercise price
2010-09-01
2010-09-01
holding as of filing
MHR Institutional Partners II LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
3Warrants (right to buy)
Derivative · Direct
Holding$0.70
exercise price
2010-09-01
2010-09-01
holding as of filing
MHR Institutional Partners II LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
3Warrants (right to buy)
Derivative · Direct
Holding$2.90
exercise price
2010-09-01
2010-09-01
holding as of filing
MHR Institutional Partners II LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
3Warrants (right to buy)
Derivative · Direct
Holding$1.26
exercise price
2010-09-01
2010-09-01
holding as of filing
MHR Institutional Partners II LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | RACHESKY MARK H MD
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner
3Warrants (right to buy)
Derivative · Direct
Holding$1.26
exercise price
2010-09-01
2010-08-26MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+506,137
506,137 owned after
$1.26
exercise price
2010-08-27
2010-08-26MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+68,836
68,836 owned after
$1.26
exercise price
2010-08-27
2010-08-26MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+581,983
581,983 owned after
$1.26
exercise price
2010-08-27
2010-08-26MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+1,466,190
1,466,190 owned after
$1.26
exercise price
2010-08-27
2010-08-26MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+196,333
702,470 owned after
$1.26
exercise price
2010-08-27
2010-08-26MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+26,849
95,685 owned after
$1.26
exercise price
2010-08-27
2010-08-26MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+213,627
795,610 owned after
$1.26
exercise price
2010-08-27
2010-08-26MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+538,191
2,004,381 owned after
$1.26
exercise price
2010-08-27
2010-06-08MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+174,183
174,183 owned after
$2.90
exercise price
2010-06-09
2010-06-08MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+23,820
23,820 owned after
$2.90
exercise price
2010-06-09
2010-06-08MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+189,525
189,525 owned after
$2.90
exercise price
2010-06-09
2010-06-08MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR Institutional Advisors II LLC | MHR ADVISORS LLC
10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
J Other acquisition or disposition (describe transaction)+477,472
477,472 owned after
$2.90
exercise price
2010-06-09
2009-08-21MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+748,673
748,673 owned after
$0.70
exercise price
2009-08-25
2009-08-21MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+101,821
101,821 owned after
$0.70
exercise price
2009-08-25
2009-08-21MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+818,011
818,011 owned after
$0.70
exercise price
2009-08-25
2009-08-21MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Institutional Partners IIA LP
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See Footnote
P Open market or private purchase of non-derivative or derivative security+2,060,818
2,060,818 owned after
$0.70
exercise price
2009-08-25
2007-08-22GOLDBERG MICHAEL M
Director
4Warrants (Right to Buy)
Derivative · Indirect · By Montaur Capital
P Open market or private purchase of non-derivative or derivative security+19,849
19,849 owned after
$3.95
exercise price
2007-08-31
2007-08-22MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR ADVISORS LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See footnote
P Open market or private purchase of non-derivative or derivative security+25,878
25,878 owned after
$3.95
exercise price
2007-08-24
2007-08-22MHR Institutional Partners IIA LP | MHR Institutional Advisors II LLC | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | RACHESKY MARK H MD | MHR ADVISORS LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
4Warrants (right to buy)
Derivative · Indirect · See footnote
P Open market or private purchase of non-derivative or derivative security+65,195
65,195 owned after
$3.95
exercise price
2007-08-24
2006-04-07MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
4Warrant (right to buy)
Derivative · Indirect · (1)
P Open market or private purchase of non-derivative or derivative security+550,127
550,127 owned after
$1.002006-04-10
2006-04-07MHR Capital Partners Master Account LP | MHR ADVISORS LLC | RACHESKY MARK H MD | MHR Institutional Advisors II LLC
10% Owner | 10% Owner | Director, 10% Owner | 10% Owner
4Warrant (right to buy)
Derivative · Indirect · (2)
P Open market or private purchase of non-derivative or derivative security+67,084
67,084 owned after
$0.012006-04-10