EMISPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-31: Reporting owner MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2014-12-31: Reporting owner MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2014-12-31: Reporting owner MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
- 2014-12-31: Reporting owner MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP; Form 4; Security Convertible Note; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2015-01-05 | ||
| 2014-12-31 | MHRC II LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHR FUND MANAGEMENT LLC | MHR Institutional Partners IIA LP | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHRC LLC | MHR Institutional Partners II LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2015-01-05 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $1.25 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-08-20 | MHR FUND MANAGEMENT LLC | MHR Capital Partners Master Account LP | MHR ADVISORS LLC | MHR Institutional Partners II LP | RACHESKY MARK H MD | MHR Institutional Advisors II LLC | MHR Holdings LLC | MHRC II LLC | MHR Institutional Partners IIA LP | MHRC LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | $0.50 exercise price | 2014-08-22 | ||
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +483,281 7,719,531 owned after | $1.25 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +66,090 1,055,661 owned after | $1.25 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +525,849 8,399,480 owned after | $1.25 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,324,773 21,160,852 owned after | $1.25 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +28,592 454,272 owned after | $0.50 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,803 60,429 owned after | $0.50 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +21,849 347,146 owned after | $0.50 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Bridge Note Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +55,044 874,563 owned after | $0.50 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +2,360 130,431 owned after | $0.50 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +329 18,170 owned after | $0.50 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +2,572 142,112 owned after | $0.50 exercise price | 2014-07-02 | |
| 2014-06-30 | RACHESKY MARK H MD | MHR Capital Partners Master Account LP | MHR Holdings LLC | MHR FUND MANAGEMENT LLC | MHRC LLC | MHR Institutional Advisors II LLC | MHR ADVISORS LLC | MHRC II LLC | MHR Institutional Partners II LP | MHR Institutional Partners IIA LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Reimbursement Notes Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +6,482 358,198 owned after | $0.50 exercise price | 2014-07-02 |