ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-26: Reporting owner DONN MICHAEL R SR; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-26: Reporting owner MCGUIRE JACQUELINE K; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-02-13: Reporting owner Vinick Charles; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-26 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,591,438 2,591,438 owned after | $0.17 exercise price | 2014-12-01 | |
| 2014-11-26 | MCGUIRE JACQUELINE K Officer (Senior VP of Admin and Sec.), 10% Owner | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,867,746 1,867,746 owned after | $0.17 exercise price | 2014-12-01 | |
| 2014-02-13 | Vinick Charles Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,546 0 owned after | $0.23 exercise price | 2014-02-18 |