ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2001. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2001-02-28: Reporting owner MCGUIRE DENNIS & JACQUELINE; Form 5; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2001-02-28: Reporting owner MCGUIRE DENNIS & JACQUELINE; Form 5; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2001-02-28: Reporting owner GRADY KEVIN P; Form 5; Security Stock Options; Transaction G Bona fide gift.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2001-02-28 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 0 owned after | $3.00 exercise price | 2006-02-14 | |
| 2001-02-28 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 0 owned after | $3.00 exercise price | 2006-02-14 | |
| 2001-02-28 | GRADY KEVIN P 10% Owner | 5 | Stock Options Derivative · Direct | G Bona fide gift | +150,000 150,000 owned after | $3.00 exercise price | 2006-02-14 |