ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-11: Reporting owner Carabetta Barbara; Form 3; Security Stock Options (Right To Buy); Transaction Holding.
- 2012-10-11: Reporting owner Carabetta Barbara; Form 3; Security Stock Options (Right To Buy); Transaction Holding.
- 2012-07-29: Reporting owner DONN MICHAEL R SR; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-03: Reporting owner LOFTON JIMMAC G; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-11 holding as of filing | Carabetta Barbara Officer (Interim CFO) | 3 | Stock Options (Right To Buy) Derivative · Direct | Holding | $0.45 exercise price | 2012-10-11 | ||
| 2012-10-11 holding as of filing | Carabetta Barbara Officer (Interim CFO) | 3 | Stock Options (Right To Buy) Derivative · Direct | Holding | $0.44 exercise price | 2012-10-11 | ||
| 2012-07-29 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −285,667 0 owned after | $0.15 exercise price | 2012-07-31 | |
| 2012-07-03 | LOFTON JIMMAC G Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,666 41,666 owned after | $0.48 exercise price | 2012-07-03 | |
| 2012-07-01 | LOFTON JIMMAC G Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.50 exercise price | 2012-07-03 | |
| 2012-07-01 | Keating D Stephen Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.50 exercise price | 2012-07-03 | |
| 2012-07-01 | Davis Gene H Director | 4/A | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.50 exercise price | 2012-07-03 | |
| 2012-03-15 | LOFTON JIMMAC G Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,076 123,076 owned after | $0.65 exercise price | 2012-03-19 | |
| 2012-01-03 | MCGUIRE JACQUELINE K Officer (Senior VP of Admin and Sec.), 10% Owner | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.44 exercise price | 2012-01-06 | |
| 2012-01-03 | Vinick Charles Director, Officer (Chief Executive Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.44 exercise price | 2012-01-05 | |
| 2012-01-03 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.44 exercise price | 2012-01-05 | |
| 2012-01-03 | Goldfarb Adrian Graham Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.44 exercise price | 2012-01-05 |