ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-01: Reporting owner Vinick Charles; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-01: Reporting owner LOFTON JIMMAC G; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-01: Reporting owner Keating D Stephen; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-01: Reporting owner Davis Gene H; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-01 | Vinick Charles Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,899 202,899 owned after | $0.35 exercise price | 2013-07-02 | |
| 2013-07-01 | LOFTON JIMMAC G Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +231,884 231,884 owned after | $0.35 exercise price | 2013-07-02 | |
| 2013-07-01 | Keating D Stephen Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,942 115,942 owned after | $0.35 exercise price | 2013-07-02 | |
| 2013-07-01 | Davis Gene H Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202,899 202,899 owned after | $0.35 exercise price | 2013-07-02 | |
| 2013-02-19 | MCGUIRE JACQUELINE K | MCGUIRE DENNIS E Officer (Senior VP of Admin and Sec.), 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 5 | Stock Options Derivative · Direct | G Bona fide gift | −2,000,000 0 owned after | $0.30 exercise price | 2014-02-14 | |
| 2013-02-19 | MCGUIRE JACQUELINE K | MCGUIRE DENNIS E Officer (Senior VP of Admin and Sec.), 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 5 | Stock Options Derivative · Direct | G Bona fide gift | −2,000,000 0 owned after | $0.30 exercise price | 2014-02-14 | |
| 2013-01-08 | BREWSTER JOHN P Director, Officer (CEO/President/Chairman) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.40 exercise price | 2013-01-10 | |
| 2013-01-08 | Becker Dean Director | 4 | Stock Options (Right to Buy) Derivative · Indirect · By LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.37 exercise price | 2013-01-10 | |
| 2013-01-08 | Vinick Charles Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.40 exercise price | 2013-01-10 | |
| 2013-01-01 | BREWSTER JOHN P Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,607 108,607 owned after | $0.37 exercise price | 2013-01-03 |