ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-22: Reporting owner Vinick Charles; Form 4/A; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-22: Reporting owner Vinick Charles; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-22: Reporting owner MCGUIRE JACQUELINE K | MCGUIRE DENNIS E; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-22: Reporting owner MCGUIRE JACQUELINE K | MCGUIRE DENNIS E; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-22 | Vinick Charles Director | 4/A | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +174,419 174,419 owned after | $0.43 exercise price | 2010-01-06 | |
| 2009-12-22 | Vinick Charles Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +174,419 174,419 owned after | $0.43 exercise price | 2009-12-24 | |
| 2009-12-22 | MCGUIRE JACQUELINE K | MCGUIRE DENNIS E Officer (Senior VP of Admin and Sec.), 10% Owner | Officer (Chief Executive Officer), 10% Owner | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $0.43 exercise price | 2009-12-24 | |
| 2009-12-22 | MCGUIRE JACQUELINE K | MCGUIRE DENNIS E Officer (Senior VP of Admin and Sec.), 10% Owner | Officer (Chief Executive Officer), 10% Owner | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.43 exercise price | 2009-12-24 | |
| 2009-12-22 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.43 exercise price | 2009-12-24 | |
| 2009-12-22 | Goldfarb Adrian Graham Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.43 exercise price | 2009-12-24 | |
| 2009-12-22 | Haskell Patrick Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.43 exercise price | 2009-12-24 | |
| 2009-07-01 | ALLBAUGH JOE M Director | 5 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,428 71,428 owned after | $0.49 exercise price | 2010-02-16 | |
| 2009-07-01 | Davis Gene H Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,428 71,428 owned after | $0.49 exercise price | 2010-01-08 | |
| 2009-07-01 | Vinick Charles Director | 4/A | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +163,264 163,264 owned after | $0.49 exercise price | 2010-01-06 | |
| 2009-07-01 | STERNER GEORGE R Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +204,008 204,080 owned after | $0.49 exercise price | 2009-12-24 | |
| 2009-07-01 | Keating D Stephen Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,632 81,632 owned after | $0.49 exercise price | 2009-12-24 | |
| 2009-07-01 | Wolfe Thomas D Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 71,429 owned after | $0.49 exercise price | 2009-10-16 | |
| 2009-07-01 | Goldfarb Adrian Graham Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,100,000 1,100,000 owned after | $0.47 exercise price | 2009-07-06 | |
| 2009-07-01 | MCGUIRE DENNIS E | MCGUIRE JACQUELINE K Officer (President and CTO), 10% Owner | Officer (Sr.VP of Administration & Sec), 10% Owner | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.47 exercise price | 2009-07-06 |