ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-20: Reporting owner Goldfarb Adrian Graham; Form 4; Security Stock Options (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2008-12-20: Reporting owner Goldfarb Adrian Graham; Form 4; Security Stock Options (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2008-11-22: Reporting owner Goldfarb Adrian Graham; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-08: Reporting owner Haskell Patrick; Form 4; Security Stock Options (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-20 | Goldfarb Adrian Graham Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −650,000 0 owned after | $0.45 exercise price | 2008-12-23 | |
| 2008-12-20 | Goldfarb Adrian Graham Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +500,000 500,000 owned after | $0.45 exercise price | 2008-12-23 | |
| 2008-11-22 | Goldfarb Adrian Graham Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.27 exercise price | 2008-12-23 | |
| 2008-10-08 | Haskell Patrick Director, Officer (Chairman and Co-CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +81,081 81,081 owned after | $0.37 | 2008-10-10 | |
| 2008-08-29 holding as of filing | Furman Michael F Officer (Executive Vice President) | 3 | Stock Options (rights to buy) Derivative · Direct | Holding | $0.45 exercise price | 2008-08-29 | ||
| 2008-08-29 holding as of filing | Furman Michael F Officer (Executive Vice President) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $0.85 exercise price | 2008-08-29 | ||
| 2008-08-29 holding as of filing | Furman Michael F Officer (Executive Vice President) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $1.10 exercise price | 2008-08-29 | ||
| 2008-07-03 | Goldfarb Adrian Graham Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Indirect · By WSR Consulting, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +650,000 650,000 owned after | $0.45 exercise price | 2008-07-08 | |
| 2008-07-03 | GRADY KEVIN P 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.45 exercise price | 2008-07-08 | |
| 2008-06-30 | MCGUIRE JACQUELINE K Officer (Senior VP of Admin & Secretary), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.47 exercise price | 2008-07-02 | |
| 2008-06-30 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.47 exercise price | 2008-07-02 | |
| 2008-06-25 holding as of filing | Haskell Patrick Director, Officer (Chairman and Co-CEO) | 3 | Stock Options Derivative · Direct | Holding | $0.50 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Haskell Patrick Director, Officer (Chairman and Co-CEO) | 3 | Stock Options Derivative · Direct | Holding | $0.50 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Jakhete Sanjeev Officer (Sr. VP of Engineering) | 3 | Stock Options Derivative · Direct | Holding | $1.10 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Jakhete Sanjeev Officer (Sr. VP of Engineering) | 3 | Stock Options Derivative · Direct | Holding | $1.10 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Jakhete Sanjeev Officer (Sr. VP of Engineering) | 3 | Stock Options Derivative · Direct | Holding | $0.44 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Jakhete Sanjeev Officer (Sr. VP of Engineering) | 3 | Stock Options Derivative · Direct | Holding | $0.44 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Jakhete Sanjeev Officer (Sr. VP of Engineering) | 3 | Stock Options Derivative · Direct | Holding | $0.21 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Jakhete Sanjeev Officer (Sr. VP of Engineering) | 3 | Stock Options Derivative · Direct | Holding | $0.30 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Jakhete Sanjeev Officer (Sr. VP of Engineering) | 3 | Stock Options Derivative · Direct | Holding | $0.50 exercise price | 2008-06-25 | ||
| 2008-06-25 holding as of filing | Jakhete Sanjeev Officer (Sr. VP of Engineering) | 3 | Stock Options Derivative · Direct | Holding | $0.50 exercise price | 2008-06-25 | ||
| 2008-06-23 | MCGUIRE DENNIS E Officer (President and Co-CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 3,300,000 owned after | $0.50 exercise price | 2008-06-23 | |
| 2008-06-17 | MCGUIRE DENNIS E Officer (President and Co-CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.50 exercise price | 2008-06-23 | |
| 2008-05-20 | MCGUIRE DENNIS E Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.30 exercise price | 2008-05-22 | |
| 2008-03-31 | STERNER GEORGE R Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.43 exercise price | 2008-04-03 | |
| 2008-03-31 | STERNER GEORGE R Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.43 exercise price | 2008-04-03 | |
| 2008-03-31 | STERNER GEORGE R Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.10 exercise price | 2008-04-03 | |
| 2008-03-31 | STERNER GEORGE R Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $1.30 exercise price | 2008-04-03 | |
| 2008-03-31 | STERNER GEORGE R Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $5.00 exercise price | 2008-04-03 | |
| 2008-03-31 | STERNER GEORGE R Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 500,000 owned after | $1.00 exercise price | 2008-04-03 | |
| 2008-03-31 | STERNER GEORGE R Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $1.00 exercise price | 2008-04-03 | |
| 2008-03-31 | STERNER GEORGE R Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +510,000 510,000 owned after | $0.28 exercise price | 2008-04-03 | |
| 2008-03-31 | STERNER GEORGE R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.43 exercise price | 2008-04-02 | |
| 2008-03-31 | STERNER GEORGE R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $1.43 exercise price | 2008-04-02 | |
| 2008-03-31 | STERNER GEORGE R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.10 exercise price | 2008-04-02 | |
| 2008-03-31 | STERNER GEORGE R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $1.30 exercise price | 2008-04-02 | |
| 2008-03-31 | STERNER GEORGE R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $5.00 exercise price | 2008-04-02 | |
| 2008-03-31 | STERNER GEORGE R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 500,000 owned after | $1.00 exercise price | 2008-04-02 | |
| 2008-03-31 | STERNER GEORGE R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $1.00 exercise price | 2008-04-02 | |
| 2008-03-31 | STERNER GEORGE R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +510,000 510,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE JACQUELINE K Officer (Vice President of Administrati), 10% Owner | 4 | Stock Options Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000,000 0 owned after | $1.30 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE JACQUELINE K Officer (Vice President of Administrati), 10% Owner | 4 | Stock Options Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99,999 0 owned after | $3.00 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE JACQUELINE K Officer (Vice President of Administrati), 10% Owner | 4 | Stock Options Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.10 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE JACQUELINE K Officer (Vice President of Administrati), 10% Owner | 4 | Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800,000 800,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE JACQUELINE K Officer (Vice President of Administrati), 10% Owner | 4 | Stock Options Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 1,200,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE JACQUELINE K Officer (Vice President of Administrati), 10% Owner | 4 | Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE DENNIS E Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000,000 0 owned after | $1.30 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE DENNIS E Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99,999 0 owned after | $3.00 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE DENNIS E Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.10 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE DENNIS E Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +800,000 800,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE DENNIS E Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200,000 1,200,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | MCGUIRE DENNIS E Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $1.00 exercise price | 2008-04-02 | |
| 2008-03-31 | DONN MICHAEL R SR Director, Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | RUSHING JAMES C III Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −115,000 0 owned after | $1.43 exercise price | 2008-04-02 | |
| 2008-03-31 | RUSHING JAMES C III Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −750,000 0 owned after | $1.00 exercise price | 2008-04-02 | |
| 2008-03-31 | RUSHING JAMES C III Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.00 exercise price | 2008-04-02 | |
| 2008-03-31 | RUSHING JAMES C III Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $1.10 exercise price | 2008-04-02 | |
| 2008-03-31 | RUSHING JAMES C III Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $0.44 exercise price | 2008-04-02 | |
| 2008-03-31 | RUSHING JAMES C III Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +526,000 526,000 owned after | $0.28 exercise price | 2008-04-02 | |
| 2008-03-31 | Hechtman Barry I Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 5,000 owned after | $1.10 exercise price | 2008-04-02 | |
| 2008-03-31 | Hechtman Barry I Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $1.10 exercise price | 2008-04-02 | |
| 2008-03-31 | Hechtman Barry I Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $0.28 exercise price | 2008-04-02 |