ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-07-31: Reporting owner DONN MICHAEL R SR; Form 4/A; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-31: Reporting owner MCGUIRE DENNIS E | MCGUIRE JACQUELINE K; Form 4/A; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-31: Reporting owner RUSHING JAMES C III; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-31: Reporting owner JOHNSON STEPHEN R; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-07-31 | DONN MICHAEL R SR Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +515,667 515,667 owned after | $0.15 exercise price | 2008-02-19 | |
| 2007-07-31 | MCGUIRE DENNIS E | MCGUIRE JACQUELINE K Officer (President and CEO), 10% Owner | Officer (Senior VP of Admin & Secretary), 10% Owner | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,547,000 1,547,000 owned after | $0.15 exercise price | 2008-02-19 | |
| 2007-07-31 | RUSHING JAMES C III Director, Officer (CFO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +515,667 515,667 owned after | $0.15 exercise price | 2007-10-23 | |
| 2007-07-31 | JOHNSON STEPHEN R Director, Officer (Pres. UltraStrip Env. Sol. Inc) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,547,000 1,547,000 owned after | $0.15 exercise price | 2007-10-23 | |
| 2007-05-21 holding as of filing | Goodman Gordon L Officer (See Remarks) | 3 | Stock Options Derivative · Direct | Holding | $0.50 exercise price | 2007-05-21 |