ECOSPHERE TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2005. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2005-12-25: Reporting owner MCGUIRE DENNIS & JACQUELINE; Form 5; Security Stock Options; Transaction J Other acquisition or disposition (describe transaction).
- 2005-12-01: Reporting owner STERNER GEORGE R; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-11-08: Reporting owner MCGUIRE DENNIS & JACQUELINE; Form 5; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2005-08-04: Reporting owner STERNER GEORGE R; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2005-12-25 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000,000 9,400,000 owned after | $1.00 exercise price | 2006-02-14 | |
| 2005-12-01 | STERNER GEORGE R Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $1.00 exercise price | 2006-08-15 | |
| 2005-11-08 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 0 owned after | $1.00 exercise price | 2006-02-14 | |
| 2005-08-04 | STERNER GEORGE R Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.10 exercise price | 2006-08-15 | |
| 2005-08-03 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −500,000 0 owned after | $0.25 exercise price | 2006-02-14 | |
| 2005-07-20 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $1.00 exercise price | 2006-02-14 | |
| 2005-07-20 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $1.00 exercise price | 2006-02-14 | |
| 2005-07-20 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $1.00 exercise price | 2006-02-14 | |
| 2005-07-20 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $1.00 exercise price | 2006-02-14 | |
| 2005-05-18 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $1.00 exercise price | 2006-02-14 | |
| 2005-04-21 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | −150,000 0 owned after | $0.25 exercise price | 2006-02-14 | |
| 2005-01-01 | MCGUIRE DENNIS & JACQUELINE Officer (D. McGuire-Pres. & CEO), 10% Owner | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 0 owned after | $1.10 exercise price | 2006-02-14 |