ECHO GLOBAL LOGISTICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-03: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-17: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-10: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-15: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-03 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 139,290 owned after | $3.68 exercise price | 2015-09-08 | |
| 2015-08-17 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 164,290 owned after | $3.68 exercise price | 2015-08-19 | |
| 2015-08-10 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 172,290 owned after | $3.68 exercise price | 2015-08-12 | |
| 2015-06-15 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 180,290 owned after | $3.68 exercise price | 2015-06-17 | |
| 2015-05-15 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 188,290 owned after | $3.68 exercise price | 2015-05-19 | |
| 2015-04-23 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 196,290 owned after | $3.68 exercise price | 2015-04-24 | |
| 2015-03-16 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 204,290 owned after | $3.68 exercise price | 2015-03-17 | |
| 2015-02-25 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,812 11,812 owned after | $3.68 exercise price | 2015-02-27 | |
| 2015-02-17 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 224,102 owned after | $3.68 exercise price | 2015-02-18 | |
| 2015-02-10 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 232,102 owned after | $3.68 exercise price | 2015-02-12 |