ECHO GLOBAL LOGISTICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-22: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-15: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-05: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-03: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-22 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,670 240,102 owned after | $3.68 exercise price | 2014-12-23 | |
| 2014-12-15 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 256,772 owned after | $3.68 exercise price | 2014-12-17 | |
| 2014-12-05 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,118 264,772 owned after | $3.68 exercise price | 2014-12-05 | |
| 2014-12-03 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 266,890 owned after | $3.68 exercise price | 2014-12-05 | |
| 2014-11-17 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 270,290 owned after | $3.68 exercise price | 2014-11-19 | |
| 2014-11-06 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,141 289,016 owned after | $3.68 exercise price | 2014-11-06 | |
| 2014-11-05 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 295,157 owned after | $3.68 exercise price | 2014-11-06 | |
| 2014-11-04 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,559 295,457 owned after | $3.68 exercise price | 2014-11-06 | |
| 2014-10-21 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,486 313,530 owned after | $3.68 exercise price | 2014-10-22 | |
| 2014-10-20 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,247 324,016 owned after | $3.68 exercise price | 2014-10-22 | |
| 2014-10-15 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 331,263 owned after | $3.68 exercise price | 2014-10-16 | |
| 2014-10-14 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,067 339,263 owned after | $3.68 exercise price | 2014-10-16 | |
| 2014-09-19 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,200 350,330 owned after | $3.68 exercise price | 2014-09-23 |