ECHO GLOBAL LOGISTICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-14: Reporting owner Menzel David B; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-15: Reporting owner Menzel David B; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-10-19: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-10-18: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-14 | Menzel David B Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 47,500 owned after | $11.72 exercise price | 2016-12-16 | |
| 2016-11-15 | Menzel David B Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 62,500 owned after | $11.72 exercise price | 2016-11-17 | |
| 2016-10-19 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,236 0 owned after | $3.68 exercise price | 2016-10-20 | |
| 2016-10-18 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,586 8,236 owned after | $3.68 exercise price | 2016-10-20 | |
| 2016-09-01 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,901 34,822 owned after | $3.68 exercise price | 2016-09-02 | |
| 2016-08-31 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −822 68,723 owned after | $3.68 exercise price | 2016-09-02 | |
| 2016-08-24 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 69,545 owned after | $3.68 exercise price | 2016-08-26 | |
| 2016-08-22 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −346 69,645 owned after | $3.68 exercise price | 2016-08-22 | |
| 2016-08-19 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,006 69,991 owned after | $3.68 exercise price | 2016-08-22 | |
| 2016-08-18 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,176 82,997 owned after | $3.68 exercise price | 2016-08-22 | |
| 2016-08-17 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,017 93,173 owned after | $3.68 exercise price | 2016-08-17 | |
| 2016-08-16 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,597 106,190 owned after | $3.68 exercise price | 2016-08-17 | |
| 2016-08-15 | Menzel David B Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 67,500 owned after | $11.72 exercise price | 2016-08-17 | |
| 2016-08-15 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,503 125,787 owned after | $3.68 exercise price | 2016-08-17 |