ECHO GLOBAL LOGISTICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-16: Reporting owner SKINNER SAMUEL K; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-16: Reporting owner SKINNER SAMUEL K; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-12: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-11: Reporting owner WAGGONER DOUGLAS R; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-16 | SKINNER SAMUEL K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $3.68 exercise price | 2012-11-20 | |
| 2012-11-16 | SKINNER SAMUEL K Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $3.68 exercise price | 2012-11-20 | |
| 2012-07-12 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 364,530 owned after | $3.68 exercise price | 2012-07-13 | |
| 2012-07-11 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 384,530 owned after | $3.68 exercise price | 2012-07-13 | |
| 2012-06-22 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 414,530 owned after | $3.68 exercise price | 2012-06-26 | |
| 2012-06-07 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,083 424,530 owned after | $3.68 exercise price | 2012-06-11 | |
| 2012-05-16 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,677 430,613 owned after | $3.68 exercise price | 2012-05-18 | |
| 2012-04-30 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,100 434,290 owned after | $3.68 exercise price | 2012-05-01 | |
| 2012-04-27 | WAGGONER DOUGLAS R Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −610 449,390 owned after | $3.68 exercise price | 2012-05-01 |