ECHO GLOBAL LOGISTICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-09: Reporting owner Sauers Kyle; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2013-10-09: Reporting owner Rogers Peter; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2013-10-09: Reporting owner Rogers Peter; Form 3; Security Stock Option (right to buy); Transaction Holding.
- 2013-05-28: Reporting owner Menzel David B; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-09 holding as of filing | Sauers Kyle Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $11.78 exercise price | 2013-10-09 | ||
| 2013-10-09 holding as of filing | Rogers Peter Officer (Controller) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $10.18 exercise price | 2013-10-09 | ||
| 2013-10-09 holding as of filing | Rogers Peter Officer (Controller) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $12.08 exercise price | 2013-10-09 | ||
| 2013-05-28 | Menzel David B Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 0 owned after | $10.18 exercise price | 2013-05-29 |