ECHELON CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-10: Reporting owner Lovit Andrew M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-09-28: Reporting owner SEGE RONALD; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-28: Reporting owner MOORE ALICIA JAYNE; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-28: Reporting owner Modi Sohrab; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-10 | Lovit Andrew M Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2017-10-10 | |
| 2017-09-28 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 22,500 owned after | $0.00 | 2017-09-29 | |
| 2017-09-28 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 12,000 owned after | $0.00 | 2017-09-29 | |
| 2017-09-28 | Modi Sohrab Officer (SVP and CTO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 10,500 owned after | $0.00 | 2017-09-29 | |
| 2017-09-28 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 10,500 owned after | $0.00 | 2017-09-29 | |
| 2017-09-28 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 10,500 owned after | $0.00 | 2017-09-29 | |
| 2017-09-20 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2017-09-22 | |
| 2017-09-20 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2017-09-22 | |
| 2017-09-20 | Modi Sohrab Officer (SVP and CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2017-09-22 | |
| 2017-09-20 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2017-09-22 | |
| 2017-09-20 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2017-09-22 | |
| 2017-09-10 | Modi Sohrab Officer (SVP and CTO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −850 850 owned after | $0.00 | 2017-09-12 | |
| 2017-08-12 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | $0.00 | 2017-08-14 | |
| 2017-06-12 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $0.00 | 2017-06-13 | |
| 2017-06-12 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $0.00 | 2017-06-13 | |
| 2017-06-12 | Modi Sohrab Officer (SVP and CTO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $0.00 | 2017-06-13 | |
| 2017-06-12 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $0.00 | 2017-06-13 | |
| 2017-06-12 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $0.00 | 2017-06-13 | |
| 2017-06-10 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $0.00 | 2017-06-13 | |
| 2017-06-10 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 0 owned after | $0.00 | 2017-06-13 | |
| 2017-06-10 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −115 0 owned after | $0.00 | 2017-06-13 | |
| 2017-05-10 | Schuett Erich Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2017-05-10 | |
| 2017-04-10 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −467 466 owned after | $0.00 | 2017-04-11 | |
| 2017-04-10 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −333 333 owned after | $0.00 | 2017-04-11 | |
| 2017-01-10 | Jodoin Christopher Officer (VP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,799 16,799 owned after | $0.00 | 2017-01-12 | |
| 2017-01-10 | Modi Sohrab Officer (VP and CTO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,823 14,823 owned after | $0.00 | 2017-01-12 | |
| 2017-01-10 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,834 13,834 owned after | $0.00 | 2017-01-12 | |
| 2017-01-10 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,775 18,775 owned after | $0.00 | 2017-01-12 | |
| 2017-01-10 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,052 79,052 owned after | $0.00 | 2017-01-12 |