ECHELON CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-10: Reporting owner SLAKEY WILLIAM R; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-12: Reporting owner MOORE ALICIA JAYNE; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-10: Reporting owner Marszewski C. Michael; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-10: Reporting owner ANDERSON Michael T.; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $0.00 | 2014-11-12 | |
| 2014-08-12 | MOORE ALICIA JAYNE Officer (Sen. VP & General Counsel) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 33,750 owned after | $0.00 | 2014-08-13 | |
| 2014-08-10 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2014-08-12 | |
| 2014-08-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.00 | 2014-08-12 | |
| 2014-08-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2014-08-12 | |
| 2014-08-10 | SEGE RONALD Director, Officer (Chairman, President and CEO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $0.00 | 2014-08-12 | |
| 2014-06-11 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,075 12,150 owned after | $0.00 | 2014-06-12 | |
| 2014-06-11 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,525 9,050 owned after | $0.00 | 2014-06-12 | |
| 2014-06-11 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −875 1,750 owned after | $0.00 | 2014-06-12 | |
| 2014-06-11 | Nagaraj Varun Officer (Sen. VP & GM, IoT) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 11,200 owned after | $0.00 | 2014-06-12 | |
| 2014-06-11 | SEGE RONALD Director, Officer (Chairman, President and CEO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 18,750 owned after | $0.00 | 2014-06-12 | |
| 2014-06-11 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,138 10,274 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 16,500 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,750 14,250 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 6,000 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | MOORE ALICIA JAYNE Officer (Sen. VP & General Counsel) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | Nagaraj Varun Officer (Sen. VP & GM, IoT) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | SEGE RONALD Director, Officer (Chairman, President and CEO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | SEGE RONALD Director, Officer (Chairman, President and CEO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $0.00 | 2014-06-12 | |
| 2014-06-10 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 15,750 owned after | $0.00 | 2014-06-12 | |
| 2014-05-26 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,825 0 owned after | $0.00 | 2014-05-28 | |
| 2014-05-26 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 0 owned after | $0.00 | 2014-05-28 | |
| 2014-05-26 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 0 owned after | $0.00 | 2014-05-28 | |
| 2014-05-10 | Nagaraj Varun Officer (Sen. VP & GM, IoT) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 8,750 owned after | $0.00 | 2014-05-12 | |
| 2014-03-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2014-03-11 | |
| 2014-03-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.00 | 2014-03-11 |