ECHELON CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-10: Reporting owner SLAKEY WILLIAM R; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-10: Reporting owner ANDERSON Michael T.; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-23: Reporting owner Marszewski C. Michael; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-23: Reporting owner HARRIS RUSSELL; Form 4; Security Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-10 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $0.00 | 2012-11-13 | |
| 2012-11-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.00 | 2012-11-13 | |
| 2012-10-23 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $0.00 | 2012-10-24 | |
| 2012-10-23 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2012-10-24 | |
| 2012-10-23 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2012-10-24 | |
| 2012-08-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $0.00 | 2012-08-14 | |
| 2012-08-10 | AXELSSON ANDERS Officer (Senior VP of Strategic Accts) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2012-08-14 | |
| 2012-08-10 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $0.00 | 2012-08-14 | |
| 2012-08-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 11,250 owned after | $0.00 | 2012-08-14 | |
| 2012-08-10 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 18,000 owned after | $0.00 | 2012-08-14 | |
| 2012-08-10 | SEGE RONALD Director, Officer (President and CEO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $0.00 | 2012-08-14 | |
| 2012-06-11 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,100 18,100 owned after | $0.00 | 2012-06-13 | |
| 2012-06-11 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,100 18,100 owned after | $0.00 | 2012-06-13 | |
| 2012-06-11 | HON ROBERT W Officer (Senior VP Engineering) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,100 18,100 owned after | $0.00 | 2012-06-13 | |
| 2012-06-11 | SEGE RONALD Director, Officer (Chairman, President and CEO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.00 | 2012-06-13 | |
| 2012-06-11 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,300 24,300 owned after | $0.00 | 2012-06-13 | |
| 2012-06-11 | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,400 22,400 owned after | $0.00 | 2012-06-13 | |
| 2012-06-11 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,550 20,550 owned after | $0.00 | 2012-06-13 | |
| 2012-06-11 | AXELSSON ANDERS Officer (Senior VP of Strategic Accts) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,600 15,600 owned after | $0.00 | 2012-06-13 | |
| 2012-06-11 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $0.00 | 2012-06-13 | |
| 2012-05-27 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 0 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,812 0 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,187 0 owned after | $0.00 | 2012-05-30 | |
| 2012-05-27 | AXELSSON ANDERS Officer (Senior VP of Strategic Accts) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,187 0 owned after | $0.00 | 2012-05-30 | |
| 2012-05-26 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,825 5,650 owned after | $0.00 | 2012-05-30 | |
| 2012-05-26 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 15,500 owned after | $0.00 | 2012-05-30 | |
| 2012-05-26 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 15,500 owned after | $0.00 | 2012-05-30 | |
| 2012-05-26 | AXELSSON ANDERS Officer (Senior VP of Strategic Accts) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 15,500 owned after | $0.00 | 2012-05-30 | |
| 2012-05-26 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 17,500 owned after | $0.00 | 2012-05-30 | |
| 2012-05-14 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2012-05-16 | |
| 2012-05-14 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2012-05-16 | |
| 2012-05-14 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −822 821 owned after | $0.00 | 2012-05-16 | |
| 2012-05-10 | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | HON ROBERT W Officer (Senior VP Engineering) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 22,500 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 22,500 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $0.00 | 2012-05-14 | |
| 2012-05-10 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,644 1,643 owned after | $0.00 | 2012-05-14 | |
| 2012-04-11 | HON ROBERT W Officer (Senior VP Engineering) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $0.00 | 2012-04-12 |