ECHELON CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-16: Reporting owner Marszewski C. Michael; Form 3; Security Performance Shares; Transaction Holding.
- 2011-11-16: Reporting owner Marszewski C. Michael; Form 3; Security Performance Shares; Transaction Holding.
- 2011-11-16: Reporting owner Marszewski C. Michael; Form 3; Security Performance Shares; Transaction Holding.
- 2011-11-16: Reporting owner Marszewski C. Michael; Form 3; Security Performance Shares; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Performance Shares Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Performance Shares Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Performance Shares Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Performance Shares Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-16 holding as of filing | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 3 | Performance Shares Derivative · Direct | Holding | no price filed | 2011-11-16 | ||
| 2011-11-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $0.00 | 2011-11-14 | |
| 2011-11-10 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2011-11-14 | |
| 2011-11-10 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2011-11-14 | |
| 2011-10-23 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2011-10-25 | |
| 2011-10-23 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2011-10-25 | |
| 2011-10-23 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2011-10-25 | |
| 2011-09-10 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,187 0 owned after | $0.00 | 2011-09-13 | |
| 2011-09-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,812 0 owned after | $0.00 | 2011-09-13 | |
| 2011-09-10 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 0 owned after | $0.00 | 2011-09-13 | |
| 2011-08-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2011-08-12 | |
| 2011-08-10 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2011-08-12 | |
| 2011-08-10 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2011-08-12 | |
| 2011-08-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2011-08-12 | |
| 2011-08-10 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2011-08-12 | |
| 2011-08-10 | SEGE RONALD Director, Officer (President and CEO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2011-08-12 | |
| 2011-08-01 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,694 30,489 owned after | $0.00 | 2011-08-02 | |
| 2011-07-01 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,693 32,183 owned after | $0.00 | 2011-07-06 | |
| 2011-06-01 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,694 33,876 owned after | $0.00 | 2011-06-02 | |
| 2011-05-27 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 3,125 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,812 2,812 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,187 2,187 owned after | $0.00 | 2011-05-31 | |
| 2011-05-27 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,187 2,187 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 58,500 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 23,250 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 23,250 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,750 23,250 owned after | $0.00 | 2011-05-31 | |
| 2011-05-26 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $0.00 | 2011-05-31 | |
| 2011-05-10 | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2011-05-11 | |
| 2011-05-10 | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2011-05-11 | |
| 2011-05-01 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,694 35,570 owned after | $0.00 | 2011-05-03 | |
| 2011-04-11 | HON ROBERT W Officer (Senior VP Engineering) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2011-04-12 | |
| 2011-04-11 | HON ROBERT W Officer (Senior VP Engineering) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2011-04-12 | |
| 2011-04-01 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,694 37,264 owned after | $0.00 | 2011-04-05 | |
| 2011-03-01 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,405 0 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,693 38,958 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,937 0 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,893 0 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,882 0 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,937 0 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | MACHLIN, Robert N. Officer (Senior VP Products) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,937 0 owned after | $0.00 | 2011-03-02 | |
| 2011-02-10 | OSHMAN M KENNETH Director, Officer (Executive Chairman) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,651 40,651 owned after | $0.00 | 2011-02-10 | |
| 2011-02-01 | O S VENTURES | OSHMAN M KENNETH | OSHMAN TRUST DATED 7 10 1979 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,404 3,405 owned after | $0.00 | 2011-02-02 | |
| 2011-01-01 | O S VENTURES | OSHMAN M KENNETH | OSHMAN TRUST DATED 7 10 1979 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,404 6,809 owned after | $0.00 | 2011-01-04 |