DYAX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-27: Reporting owner MCLACHLAN DAVID J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-26: Reporting owner MCLACHLAN DAVID J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-16: Reporting owner KOZIN MARC D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-10: Reporting owner ADELMAN BURT A; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | MCLACHLAN DAVID J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,638 0 owned after | $1.99 exercise price | 2012-11-28 | |
| 2012-11-26 | MCLACHLAN DAVID J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,362 23,638 owned after | $1.99 exercise price | 2012-11-28 | |
| 2012-10-16 | KOZIN MARC D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.00 exercise price | 2012-10-17 | |
| 2012-10-10 | ADELMAN BURT A Officer (EVP; Chief Medical Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $2.29 exercise price | 2012-10-12 | |
| 2012-10-10 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.29 exercise price | 2012-10-12 | |
| 2012-10-09 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $1.36 exercise price | 2012-10-11 | |
| 2012-08-23 holding as of filing | ADELMAN BURT A Officer (EVP; Chief Medical Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.48 exercise price | 2012-08-23 | ||
| 2012-06-20 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,000 0 owned after | $4.41 exercise price | 2012-06-22 | |
| 2012-06-20 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,864 4,864 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,000 0 owned after | $10.10 exercise price | 2012-06-22 | |
| 2012-06-20 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,243 3,243 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $3.22 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333,333 333,333 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $3.63 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +218,749 218,749 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $3.96 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,749 93,749 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $4.15 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93,750 93,750 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.20 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,874 46,874 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $4.52 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $3.84 exercise price | 2012-06-22 | |
| 2012-06-20 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.57 exercise price | 2012-06-22 | |
| 2012-06-20 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,999 39,999 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $3.82 exercise price | 2012-06-22 | |
| 2012-06-20 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,117 44,117 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.97 exercise price | 2012-06-22 | |
| 2012-06-20 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,857 2,857 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,000 0 owned after | $4.41 exercise price | 2012-06-22 | |
| 2012-06-20 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,864 4,864 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $4.15 exercise price | 2012-06-22 | |
| 2012-06-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +117,646 117,646 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $4.20 exercise price | 2012-06-22 | |
| 2012-06-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +117,646 117,646 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −140,000 0 owned after | $11.41 exercise price | 2012-06-22 | |
| 2012-06-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,224 25,224 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,000 0 owned after | $3.36 exercise price | 2012-06-22 | |
| 2012-06-20 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,190 26,190 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −190,000 0 owned after | $3.22 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,666 126,666 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $3.96 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,624 15,624 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $4.15 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,999 49,999 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.61 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,499 12,499 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $4.20 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,499 37,499 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $4.48 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,999 19,999 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $2.94 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $4.31 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $4.52 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,999 23,999 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $11.41 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,999 23,999 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $6.90 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,999 15,999 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,281 0 owned after | $3.36 exercise price | 2012-06-22 | |
| 2012-06-20 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,187 12,187 owned after | $2.06 exercise price | 2012-06-22 | |
| 2012-05-09 | COHEN RON Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.51 exercise price | 2012-05-11 | |
| 2012-05-09 | MCLACHLAN DAVID J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.51 exercise price | 2012-05-11 | |
| 2012-05-09 | Pucci Paolo Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.51 exercise price | 2012-05-11 | |
| 2012-05-09 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.51 exercise price | 2012-05-11 | |
| 2012-02-24 | Magovcevic Ivana Officer (EVP & Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +145,000 145,000 owned after | $1.48 exercise price | 2012-02-28 | |
| 2012-02-24 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.48 exercise price | 2012-02-28 |