DYAX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-29: Reporting owner PULLMAN WILLIAM E; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-02: Reporting owner GALLIKER STEPHEN S; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-07-02: Reporting owner GALLIKER STEPHEN S; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-07-02: Reporting owner Christensen Gustav; Form 4; Security Stock Option (right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-29 | PULLMAN WILLIAM E Officer (EVP of Development) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.56 exercise price | 2007-10-31 | |
| 2007-07-02 | GALLIKER STEPHEN S Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $4.20 exercise price | 2008-07-18 | |
| 2007-07-02 | GALLIKER STEPHEN S Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.20 exercise price | 2008-07-18 | |
| 2007-07-02 | Christensen Gustav Officer (EVP and Chief Business Officer) | 4 | Stock Option (right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.20 exercise price | 2007-07-05 | |
| 2007-07-02 | Magovcevic Ivana Officer (GC and EVP, Administration) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.20 exercise price | 2007-07-05 | |
| 2007-07-02 | WOOD CLIVE Officer (EVP Discovery Research and CSO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.20 exercise price | 2007-07-05 | |
| 2007-07-02 | GALLIKER STEPHEN S Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.20 exercise price | 2007-07-05 | |
| 2007-07-02 | BLAIR HENRY E Director, Officer (Chairman, President, and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $4.20 exercise price | 2007-07-05 | |
| 2007-06-29 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,279 0 owned after | $1.53 exercise price | 2007-07-02 | |
| 2007-05-17 | BAYH SUSAN B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $4.44 exercise price | 2007-05-18 | |
| 2007-05-16 | Magovcevic Ivana Officer (GC & EVP, Administration) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.48 exercise price | 2007-05-18 | |
| 2007-04-27 holding as of filing | Christensen Gustav Officer (EVP and Chief Business Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.84 exercise price | 2007-04-27 | ||
| 2007-04-26 | Christensen Gustav Officer (EVP and Chief Business Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $4.52 exercise price | 2007-04-27 | |
| 2007-03-14 | BLAIR HENRY E Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,300 0 owned after | $1.53 exercise price | 2007-04-03 |