DYAX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-13: Reporting owner Ashe Andrew D.; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-13: Reporting owner Ashe Andrew D.; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-13: Reporting owner Ashe Andrew D.; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-13: Reporting owner Ashe Andrew D.; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-13 | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 62,320 owned after | $2.06 exercise price | 2013-08-15 | |
| 2013-08-13 | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 11,200 owned after | $1.87 exercise price | 2013-08-15 | |
| 2013-08-13 | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,625 86,875 owned after | $1.48 exercise price | 2013-08-15 | |
| 2013-08-13 | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 18,125 owned after | $1.41 exercise price | 2013-08-15 | |
| 2013-05-09 | KOZIN MARC D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.30 exercise price | 2013-05-13 | |
| 2013-05-09 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.30 exercise price | 2013-05-13 | |
| 2013-04-01 holding as of filing | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.39 exercise price | 2013-04-01 | ||
| 2013-04-01 holding as of filing | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.87 exercise price | 2013-04-01 | ||
| 2013-04-01 holding as of filing | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.41 exercise price | 2013-04-01 | ||
| 2013-04-01 holding as of filing | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.48 exercise price | 2013-04-01 | ||
| 2013-04-01 holding as of filing | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.06 exercise price | 2013-04-01 | ||
| 2013-04-01 holding as of filing | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.00 exercise price | 2013-04-01 | ||
| 2013-04-01 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +235,000 235,000 owned after | $4.33 exercise price | 2013-04-01 | |
| 2013-04-01 | Ashe Andrew D. Officer (General Counsel & Sr. VP, Adm.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.33 exercise price | 2013-04-01 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −126,666 0 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,666 126,666 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,624 0 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,624 15,624 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,999 0 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,999 49,999 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,499 0 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,499 12,499 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,499 0 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,499 37,499 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −141,183 0 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +141,183 141,183 owned after | $2.06 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $2.39 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.39 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −190,000 0 owned after | $1.91 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 190,000 owned after | $1.91 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −145,000 0 owned after | $1.48 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +145,000 145,000 owned after | $1.48 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.29 exercise price | 2013-03-29 | |
| 2013-03-29 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.29 exercise price | 2013-03-29 | |
| 2013-03-06 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −128,125 21,875 owned after | $2.39 exercise price | 2013-03-08 | |
| 2013-03-06 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,291 122,709 owned after | $1.91 exercise price | 2013-03-08 | |
| 2013-03-06 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,083 132,917 owned after | $1.48 exercise price | 2013-03-08 | |
| 2013-02-07 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 140,000 owned after | $3.00 exercise price | 2013-02-11 | |
| 2013-02-07 | ADELMAN BURT A Officer (EVP; Chief Medical Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +235,000 235,000 owned after | $3.00 exercise price | 2013-02-11 | |
| 2013-02-07 | Magovcevic Ivana Officer (EVP; Chief Operating Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +235,000 235,000 owned after | $3.00 exercise price | 2013-02-11 | |
| 2013-02-07 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $3.00 exercise price | 2013-02-11 |