DYAX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-01: Reporting owner Pucci Paolo; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-01: Reporting owner COHEN RON; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-08: Reporting owner KEMPNER THOMAS L; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2011-05-12: Reporting owner FORDYCE JAMES W; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-01 | Pucci Paolo Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.35 exercise price | 2011-11-03 | |
| 2011-11-01 | COHEN RON Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.35 exercise price | 2011-11-03 | |
| 2011-08-08 holding as of filing | KEMPNER THOMAS L Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 75,000 owned after | $2.09 exercise price | 2011-08-08 | |
| 2011-05-12 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.09 exercise price | 2011-05-13 | |
| 2011-05-12 | KEMPNER THOMAS L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.09 exercise price | 2011-05-13 | |
| 2011-05-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.09 exercise price | 2011-05-13 | |
| 2011-05-12 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.09 exercise price | 2011-05-13 | |
| 2011-03-25 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.15 exercise price | 2011-03-28 | |
| 2011-02-10 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $1.91 exercise price | 2011-02-14 | |
| 2011-02-09 | PULLMAN WILLIAM E Officer (EVP & Chief Res & Dev Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 190,000 owned after | $1.91 exercise price | 2011-02-11 | |
| 2011-02-09 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 190,000 owned after | $1.91 exercise price | 2011-02-11 | |
| 2011-02-09 | Magovcevic Ivana Officer (EVP Corporate Development & GC) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 190,000 owned after | $1.91 exercise price | 2011-02-11 |