DYAX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 107 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-01-22: Reporting owner Pucci Paolo; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-01-22: Reporting owner MIGAUSKY GEORGE V; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-01-22: Reporting owner MIGAUSKY GEORGE V; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-01-22: Reporting owner MIGAUSKY GEORGE V; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-01-22 | Pucci Paolo Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,916 0 owned after | $3.00 exercise price | 2016-01-22 | |
| 2016-01-22 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,958 0 owned after | $1.48 exercise price | 2016-01-22 | |
| 2016-01-22 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −78,000 0 owned after | $10.20 exercise price | 2016-01-22 | |
| 2016-01-22 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −237,500 0 owned after | $15.23 exercise price | 2016-01-22 | |
| 2016-01-22 | MCLACHLAN DAVID J Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,667 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | KOZIN MARC D Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,333 0 owned after | $2.30 exercise price | 2016-01-22 | |
| 2016-01-22 | KOZIN MARC D Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,333 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | KEMPNER THOMAS L Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.97 exercise price | 2016-01-22 | |
| 2016-01-22 | KEMPNER THOMAS L Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $3.82 exercise price | 2016-01-22 | |
| 2016-01-22 | KEMPNER THOMAS L Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.09 exercise price | 2016-01-22 | |
| 2016-01-22 | KEMPNER THOMAS L Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $6.17 exercise price | 2016-01-22 | |
| 2016-01-22 | KEMPNER THOMAS L Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | GRAY MARY ANN Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,667 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | FORDYCE JAMES W Officer (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,667 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | COHEN RON Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,667 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | Christensen Gustav | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $1.48 exercise price | 2016-01-22 | |
| 2016-01-22 | Christensen Gustav | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −108,333 0 owned after | $3.00 exercise price | 2016-01-22 | |
| 2016-01-22 | Christensen Gustav | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −162,500 0 owned after | $10.20 exercise price | 2016-01-22 | |
| 2016-01-22 | Christensen Gustav | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −475,000 0 owned after | $15.23 exercise price | 2016-01-22 | |
| 2016-01-22 | Celniker Abbie Other (Former director) | 4 | Stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | BLAIR HENRY E Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,333 0 owned after | $2.30 exercise price | 2016-01-22 | |
| 2016-01-22 | BLAIR HENRY E Other (Former director) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,333 0 owned after | $26.23 exercise price | 2016-01-22 | |
| 2016-01-22 | Bazemore Todd Officer (EVP & Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −193,250 0 owned after | $6.80 exercise price | 2016-01-22 | |
| 2016-01-22 | Bazemore Todd Officer (EVP & Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $15.23 exercise price | 2016-01-22 | |
| 2016-01-22 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,125 0 owned after | $1.48 exercise price | 2016-01-22 | |
| 2016-01-22 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,312 0 owned after | $3.00 exercise price | 2016-01-22 | |
| 2016-01-22 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,437 0 owned after | $4.33 exercise price | 2016-01-22 | |
| 2016-01-22 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −78,000 0 owned after | $10.20 exercise price | 2016-01-22 | |
| 2016-01-22 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −237,500 0 owned after | $15.23 exercise price | 2016-01-22 | |
| 2016-01-22 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,232 0 owned after | $1.48 exercise price | 2016-01-22 | |
| 2016-01-22 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,542 0 owned after | $2.29 exercise price | 2016-01-22 | |
| 2016-01-22 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −233,749 0 owned after | $3.00 exercise price | 2016-01-22 | |
| 2016-01-22 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −235,000 0 owned after | $4.33 exercise price | 2016-01-22 | |
| 2016-01-22 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $10.20 exercise price | 2016-01-22 | |
| 2016-01-22 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $15.23 exercise price | 2016-01-22 | |
| 2016-01-15 | COHEN RON Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.35 exercise price | 2016-01-19 | |
| 2016-01-15 | COHEN RON Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $1.51 exercise price | 2016-01-19 | |
| 2016-01-15 | COHEN RON Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 16,667 owned after | $26.23 exercise price | 2016-01-19 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,750 18,125 owned after | $1.48 exercise price | 2016-01-21 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,563 23,437 owned after | $4.33 exercise price | 2016-01-21 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 78,000 owned after | $10.20 exercise price | 2016-01-21 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 237,500 owned after | $15.23 exercise price | 2016-01-21 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,734 0 owned after | $2.39 exercise price | 2016-01-19 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,729 0 owned after | $3.22 exercise price | 2016-01-19 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,007 37,916 owned after | $3.00 exercise price | 2016-01-19 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −91,042 3,958 owned after | $1.48 exercise price | 2016-01-19 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,999 0 owned after | $2.06 exercise price | 2016-01-19 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 63,912 owned after | $10.20 exercise price | 2016-01-19 | |
| 2016-01-14 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 228,388 owned after | $15.23 exercise price | 2016-01-19 | |
| 2016-01-14 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $2.97 exercise price | 2016-01-19 | |
| 2016-01-14 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $3.82 exercise price | 2016-01-19 | |
| 2016-01-14 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $2.09 exercise price | 2016-01-19 | |
| 2016-01-14 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,107 0 owned after | $2.06 exercise price | 2016-01-19 | |
| 2016-01-14 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.17 exercise price | 2016-01-19 | |
| 2016-01-14 | GRAY MARY ANN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 16,667 owned after | $26.23 exercise price | 2016-01-19 | |
| 2016-01-14 | MCLACHLAN DAVID J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $1.51 exercise price | 2016-01-15 | |
| 2016-01-14 | MCLACHLAN DAVID J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 16,667 owned after | $26.23 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −523,955 0 owned after | $1.91 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −87,500 12,500 owned after | $1.48 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −333,333 0 owned after | $2.06 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,749 0 owned after | $2.06 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,750 0 owned after | $2.06 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,874 0 owned after | $2.06 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,000 0 owned after | $2.06 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −218,749 0 owned after | $2.06 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −207,033 108,333 owned after | $3.00 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −137,500 162,500 owned after | $10.20 exercise price | 2016-01-15 | |
| 2016-01-14 | Christensen Gustav Director, Officer (CEO and President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 475,000 owned after | $15.23 exercise price | 2016-01-15 | |
| 2016-01-14 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $2.09 exercise price | 2016-01-15 | |
| 2016-01-14 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,721 0 owned after | $2.06 exercise price | 2016-01-15 | |
| 2016-01-14 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,117 0 owned after | $2.06 exercise price | 2016-01-15 | |
| 2016-01-14 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $6.17 exercise price | 2016-01-15 | |
| 2016-01-14 | FORDYCE JAMES W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 16,667 owned after | $26.23 exercise price | 2016-01-15 | |
| 2016-01-14 | KOZIN MARC D Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $3.00 exercise price | 2016-01-15 | |
| 2016-01-14 | KOZIN MARC D Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 8,333 owned after | $2.30 exercise price | 2016-01-15 | |
| 2016-01-14 | KOZIN MARC D Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 8,333 owned after | $26.23 exercise price | 2016-01-15 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 0 owned after | $2.39 exercise price | 2016-01-15 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,150 0 owned after | $1.87 exercise price | 2016-01-15 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,125 0 owned after | $1.41 exercise price | 2016-01-15 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,750 17,565 owned after | $1.48 exercise price | 2016-01-15 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,688 20,312 owned after | $3.00 exercise price | 2016-01-15 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,563 23,437 owned after | $4.33 exercise price | 2016-01-15 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,000 78,000 owned after | $10.20 exercise price | 2016-01-15 | |
| 2016-01-14 | Ashe Andrew D. Officer (General Counsel & EVP) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 237,500 owned after | $15.23 exercise price | 2016-01-15 | |
| 2016-01-13 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,268 42,232 owned after | $1.48 exercise price | 2016-01-15 | |
| 2016-01-13 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,458 68,542 owned after | $2.29 exercise price | 2016-01-15 | |
| 2016-01-13 | ADELMAN BURT A Officer (CMO & EVP, R&D) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,251 233,749 owned after | $3.00 exercise price | 2016-01-15 | |
| 2016-01-13 | Pucci Paolo Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $1.51 exercise price | 2016-01-15 | |
| 2016-01-12 | MIGAUSKY GEORGE V Officer (EVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −142,239 0 owned after | $1.91 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $2.94 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.39 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.09 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $3.15 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.09 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.51 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −51,414 0 owned after | $2.06 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −117,646 0 owned after | $2.06 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −117,646 0 owned after | $2.06 exercise price | 2016-01-14 | |
| 2016-01-12 | BLAIR HENRY E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −66,667 8,333 owned after | $2.30 exercise price | 2016-01-14 |